Pang, Philip Lap Yan 彭立人
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-11-05 | 2018-10-31 |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Advising on securities | 2012-11-05 | 2018-10-31 | Rep | Dealing in securities | 2012-11-05 | 2018-10-31 |
| 3 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-03-10 | Rep | Advising on securities | 2012-10-29 | Rep | Dealing in securities | 2012-10-29 |
| 4 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-10-29 |
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