Ma, Dick Tak Ming 馬德銘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2012-09-03 | 2020-10-30 | Rep | Dealing in securities | 2012-09-03 | 2020-10-30 |
| 2 | Holly International Asset Management Company Limited | Rep | Advising on securities | 2024-01-24 | |
| 3 | Holly International Financial Holdings Limited | Rep | Dealing in securities | 2024-01-24 | |
| 4 | VC BROKERAGE LIMITED | Rep | Automated trading services | 2003-08-26 | Rep | Advising on corporate finance | 2004-06-14 | Rep | Advising on securities | 2004-06-14 | Rep | Asset management | 2004-06-14 | Rep | Dealing in securities | 2012-08-26 |
| 5 | VC INTERNATIONAL TRADING LIMITED | Rep | Advising on futures contracts | 2004-06-14 | Rep | Asset management | 2004-06-14 | Rep | Dealing in futures contracts | 2012-08-26 |
| 6 | Wealthy Securities Limited | Rep | Dealing in securities | 2020-11-03 | 2021-01-14 | RO | Dealing in securities | 2021-01-14 | 2023-10-20 | Rep | Advising on securities | 2021-03-11 | 2021-05-11 | RO | Advising on securities | 2021-05-11 | 2023-10-20 | Rep | Advising on securities | 2023-10-20 | 2023-11-16 | Rep | Dealing in securities | 2023-10-20 | 2023-11-16 | Rep | Advising on securities | 2023-11-16 | 2024-01-18 | Rep | Dealing in securities | 2023-11-16 | 2024-01-18 |
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