Leung, Jody 梁志偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-04-21 | 2005-06-02 | RO | Dealing in securities | 2005-06-02 | 2005-12-08 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2003-08-22 | Rep | Advising on corporate finance | 2005-02-15 | Rep | Advising on securities | 2005-02-15 | Rep | Asset management | 2005-02-15 | Rep | Dealing in securities | 2005-12-08 |
| 3 | NAN FUNG INVESTMENT ADVISER LIMITED | RO | Asset management | 2013-02-01 | 2014-12-31 |
| 4 | NF Trinity Capital (Hong Kong) Limited | Rep | Advising on securities | 2015-01-08 | 2015-01-28 | Rep | Asset management | 2015-01-08 | 2015-01-28 | RO | Advising on securities | 2015-01-28 | 2019-06-30 | RO | Asset management | 2015-01-28 | 2019-06-30 | RO | Dealing in securities | 2017-07-21 | 2019-06-30 |
| 5 | Voras Capital Management (HK) Limited | Rep | Advising on securities | 2009-09-02 | 2010-10-11 | Rep | Asset management | 2009-09-02 | 2010-10-11 | RO | Advising on securities | 2010-10-11 | 2012-06-30 | RO | Asset management | 2010-10-11 | 2012-06-30 |
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