Tang, Kwan Yue 鄧鈞裕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ARTE Capital Management Limited | Rep | Advising on securities | 2021-01-08 | 2021-02-24 | Rep | Asset management | 2021-01-08 | 2021-02-24 | RO | Advising on securities | 2021-02-24 | 2021-07-26 | RO | Asset management | 2021-02-24 | 2021-07-26 |
| 2 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2007-05-04 | 2010-04-24 |
| 3 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2007-05-04 | 2010-04-24 |
| 4 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2017-11-06 | 2018-07-02 |
| 5 | Evergrande Securities (Hong Kong) Limited | RO | Asset management | 2015-02-09 | 2018-07-02 | RO | Advising on securities | 2015-06-12 | 2018-07-02 | RO | Dealing in securities | 2015-06-12 | 2018-07-02 |
| 6 | ONE BELT ONE ROAD SECURITIES AND INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-10-11 | 2018-10-23 | Rep | Asset management | 2018-10-11 | 2018-10-23 | Rep | Dealing in securities | 2018-10-11 | 2018-10-23 | RO | Advising on securities | 2018-10-23 | 2020-07-04 | RO | Asset management | 2018-10-23 | 2020-07-04 | RO | Dealing in securities | 2018-10-23 | 2020-07-04 |
| 7 | ROYAL MORGAN FUND MANAGEMENT CO. LIMITED | Rep | Advising on securities | 2018-07-19 | 2018-08-01 | Rep | Asset management | 2018-07-19 | 2018-08-01 | Rep | Dealing in securities | 2018-07-19 | 2018-08-01 | RO | Advising on securities | 2018-08-01 | 2018-10-07 | RO | Asset management | 2018-08-01 | 2018-10-07 | RO | Dealing in securities | 2018-08-01 | 2018-10-07 |
| 8 | Tiger Securities Asset Management Company Limited | Rep | Dealing in securities | 2011-03-22 | 2012-06-27 | RO | Dealing in securities | 2012-06-27 | 2014-12-25 | RO | Advising on securities | 2012-12-03 | 2014-12-25 | RO | Asset management | 2012-12-03 | 2014-12-25 |
| 9 | U&I Asset Management Limited | RO | Advising on securities | 2022-07-26 | 2024-03-05 | RO | Asset management | 2022-07-26 | 2024-03-05 |
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