Lam, Cham (SFC:ARA670) 林箴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2016-02-25 | 2017-06-25 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2016-02-25 | 2017-06-25 |
| 3 | CITIC Securities International Global Markets Limited | Rep | Dealing in futures contracts | 2017-06-26 | 2019-03-01 | Rep | Dealing in securities | 2017-06-26 | 2019-03-01 |
| 4 | GPB Financial Services Hong Kong Limited | Rep | Advising on securities | 2020-07-27 | Rep | Dealing in securities | 2020-07-27 |
| 5 | Wells Fargo Securities Asia Limited | Rep | Advising on securities | 2008-05-19 | 2014-06-03 | Rep | Dealing in securities | 2008-05-19 | 2014-06-03 |
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