To, Kwok Pun 涂國彬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2007-10-18 | 2009-11-30 | Rep | Advising on securities | 2008-01-15 | 2009-11-30 |
| 2 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2008-04-18 | 2009-11-30 |
| 3 | TIAN YUAN FINANCE LIMITED | Rep | Advising on securities | 2007-10-18 | 2009-11-30 | Rep | Asset management | 2007-10-18 | 2009-11-30 |
| 4 | WING FUNG FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2009-12-18 | 2022-12-06 |
| 5 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-12-01 | 2014-05-29 | RO | Dealing in futures contracts | 2014-05-29 |
| 6 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2009-12-01 | 2014-12-09 | RO | Dealing in securities | 2014-12-09 | RO | Advising on futures contracts | 2017-09-21 | RO | Advising on securities | 2017-09-21 | RO | Asset management | 2017-09-21 |
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