Kam, Franklin Pak Wah 金百華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2005-07-12 | 2011-05-04 |
| 2 | CAPE ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2011-07-18 | 2016-12-23 | Rep | Asset management | 2011-07-18 | 2016-12-23 | RO | Advising on securities | 2016-12-23 | 2024-03-07 | RO | Asset management | 2016-12-23 | 2024-03-07 |
| 3 | CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED | RO | Advising on securities | 2017-05-12 | 2017-08-10 | RO | Asset management | 2017-05-12 | 2017-08-10 | RO | Dealing in securities | 2017-05-12 | 2017-08-10 |
| 4 | HSBC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-12-09 | Rep | Advising on securities | 2003-12-09 | Rep | Asset management | 2003-12-09 | Rep | Dealing in securities | 2005-04-07 |
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