Okano, Ryuta
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | De Riva Asia Limited | Rep | Dealing in futures contracts | 2011-02-21 | 2012-09-25 | Rep | Dealing in securities | 2011-02-21 | 2012-09-25 |
| 2 | GFI (HK) SECURITIES L.L.C. | Rep | Automated trading services | 2020-02-26 | Rep | Dealing in futures contracts | 2020-02-26 | Rep | Dealing in securities | 2020-02-26 |
| 3 | Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in futures contracts | 2020-11-11 | Rep | Dealing in securities | 2020-11-11 |
| 4 | TULLETT PREBON (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-06-05 | 2018-10-31 | Rep | Dealing in securities | 2018-06-05 | 2018-10-31 |
| 5 | Vantage Capital Markets HK Limited | Rep | Dealing in futures contracts | 2012-10-16 | 2015-07-17 | Rep | Dealing in securities | 2012-10-16 | 2015-07-17 |
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