Li, Mingjiang (SFC:ANG396) 李明江
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China Alpha Fund Management (HK) Limited | Rep | Advising on securities | 2010-07-05 | 2012-06-28 | Rep | Asset management | 2010-09-08 | 2012-10-31 | RO | Advising on securities | 2012-06-28 | 2012-10-31 |
2 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Advising on securities | 2006-05-11 | 2010-06-30 | RO | Advising on securities | 2012-11-05 |
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