Wang, Yan (SFC:AWM002) 王妍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Gather Wealth Financial Company Limited | Rep | Dealing in securities | 2011-03-21 | 2012-04-11 |
| 2 | CNI Securities Group Limited | Rep | Dealing in securities | 2010-12-15 | 2011-03-07 |
| 3 | SMART ASSET MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2013-01-10 | 2013-08-08 | Rep | Asset management | 2013-01-10 | 2013-08-08 |
| 4 | VISION FINANCE (SECURITIES) LIMITED | Rep | Advising on securities | 2013-08-20 | 2014-06-19 | Rep | Asset management | 2013-08-20 | 2014-06-19 | Rep | Dealing in securities | 2013-08-20 | 2014-06-19 |
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