Weil, Daniel Scott
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in securities | 2006-09-04 | 2006-12-03 | Rep | Dealing in securities | 2007-04-26 | 2007-07-27 | Rep | Dealing in futures contracts | 2007-11-12 | 2009-06-15 | Rep | Dealing in securities | 2007-11-12 | 2009-06-15 | Rep | Advising on securities | 2009-03-30 | 2009-06-15 |
| 2 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2011-08-12 | 2012-09-28 | Rep | Dealing in securities | 2011-08-12 | 2012-09-28 |
| 3 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-06-16 | 2011-08-01 |
| 4 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-06-16 | 2010-01-18 | RO | Dealing in securities | 2010-01-18 | 2010-07-18 | Rep | Dealing in securities | 2010-07-18 | 2011-08-01 |
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