Wong, Chun Wa (SFC:ACC227) 王振華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-03-10 | 2007-11-19 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2004-03-10 | 2007-11-19 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-12-02 | Rep | Asset management | 2003-12-02 | Rep | Automated trading services | 2003-12-02 | Rep | Dealing in futures contracts | 2003-12-23 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-09-29 | Rep | Asset management | 2003-09-29 | Rep | Automated trading services | 2003-09-29 | Rep | Advising on securities | 2003-12-02 | Rep | Dealing in securities | 2003-12-23 |
| 5 | HANTEC FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-04-16 | 2010-01-06 |
| 6 | HANTEC SECURITIES CO., LIMITED | Rep | Dealing in securities | 2007-11-23 | 2010-01-06 | Rep | Dealing in securities | 2010-03-08 | 2014-07-11 |
| 7 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-07-18 | |
| 8 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2014-08-19 |
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