O, Andrew John
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-10-13 | |
| 2 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on futures contracts | 2013-01-28 | 2022-01-17 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2004-10-13 | Manulife Investment Management (Hong Kong) Limited | Rep | 2013-01-28 | 2022-01-17 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2004-10-13 | FRONTPOINT MANAGEMENT (HONG KONG), LTD. | Rep | 2008-06-10 | 2009-12-14 | FRONTPOINT MANAGEMENT (HONG KONG), LTD. | RO | 2009-12-14 | 2011-06-30 | Horizon Asset International (HK) Limited | Rep | 2011-09-01 | 2012-11-30 | Manulife Investment Management (Hong Kong) Limited | Rep | 2013-01-28 | 2022-01-17 |
| 5 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2008-06-06 |
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