Wong, Tsui Fa 黃翠花
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Mackenzie Investments Asia Limited | Rep | Advising on securities | 2011-02-25 | 2015-03-26 | Rep | Asset management | 2011-02-25 | 2015-03-26 |
| 2 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2007-09-21 | 2010-05-01 | Rep | Dealing in securities | 2007-10-10 | 2010-05-01 |
| 3 | ORIENTAL PATRON SECURITIES LIMITED | Rep | Dealing in securities | 2010-08-02 | 2011-01-31 |
| 4 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2010-06-14 | 2010-07-27 |
| 5 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2010-06-14 | 2010-07-27 |
| 6 | TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | Advising on securities | 2015-07-06 | Rep | Asset management | 2015-07-06 |
| 7 | WM (HK) Limited | Rep | Advising on securities | 2006-08-29 | 2007-09-01 |
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