Holder, Daniel William (SFC:AQM604)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Aletheia Analyst Network Limited | RO | Advising on securities | 2008-06-03 | 2012-09-30 | RO | Dealing in securities | 2008-06-03 | 2012-09-30 |
| 2 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2015-06-25 | 2016-04-06 |
| 3 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2013-09-16 | 2015-03-26 |
| 4 | Oppenheimer Investments Asia Limited | Rep | Dealing in securities | 2012-10-03 | 2013-01-29 | RO | Advising on securities | 2013-01-29 | 2013-08-31 | RO | Dealing in securities | 2013-01-29 | 2013-08-31 |
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