Yan, Ka Lok (SFC:ARK078) 甄家樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2013-10-25 | 2016-07-31 | Rep | Dealing in futures contracts | 2017-04-13 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2013-10-25 | 2016-07-31 | Rep | Advising on securities | 2016-01-11 | 2016-07-31 | Rep | Advising on securities | 2017-04-13 | Rep | Dealing in securities | 2017-04-13 |
| 3 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2013-06-26 | 2013-09-18 | Rep | Dealing in securities | 2013-06-26 | 2013-09-18 |
| 4 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-08-08 | 2017-03-22 |
| 5 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2016-08-08 | 2017-03-22 | Rep | Dealing in securities | 2016-08-08 | 2017-03-22 |
| 6 | PO SANG SECURITIES LIMITED | Rep | Dealing in futures contracts | 2008-09-05 | 2013-04-29 | Rep | Dealing in securities | 2012-04-20 | 2013-04-29 |
| 7 | WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-05-07 | 2013-06-18 |
| 8 | WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2013-05-07 | 2013-06-18 |
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