Cheung, Kat Cheung 張吉祥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-07-20 | 2008-06-01 | Rep | Dealing in securities | 2007-07-20 | 2008-06-01 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2015-03-13 | 2024-04-05 | Rep | Dealing in securities | 2015-03-13 | 2024-04-05 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2015-03-13 | 2024-04-05 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2014-05-28 | 2015-02-02 |
| 5 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2014-05-28 | 2015-02-02 |
| 6 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-05-28 | 2015-02-02 |
| 7 | Rabo Brokerage HK Limited | Rep | Dealing in securities | 2008-06-17 | 2013-08-31 |
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