So, Cho Ho 蘇祖浩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Dealing in futures contracts | 2013-07-15 | 2021-01-15 | Rep | Dealing in securities | 2013-07-15 | 2021-01-15 | Rep | Leveraged foreign exchange trading | 2013-08-02 | 2014-11-26 |
| 2 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2021-02-03 | Rep | Dealing in futures contracts | 2021-02-03 |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2021-02-03 | Rep | Dealing in securities | 2021-02-03 |
| 4 | PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2005-05-13 | 2010-07-27 |
| 5 | PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2005-05-13 | 2010-07-27 |
| 6 | Rabo Brokerage HK Limited | Rep | Dealing in securities | 2010-08-30 | 2013-04-12 |
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