Shen, Hua (SFC:AOT416) 沈華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alphamax Asset Management (HK) Limited | RO | Asset management | 2012-08-06 | 2016-02-14 |
| 2 | BOCHK Asset Management Limited | Rep | Advising on securities | 2016-02-24 | 2016-04-05 | Rep | Asset management | 2016-02-24 | 2016-04-05 | Rep | Dealing in securities | 2016-02-24 | 2016-04-05 | RO | Advising on securities | 2016-04-05 | RO | Asset management | 2016-04-05 | RO | Dealing in securities | 2016-04-05 |
| 3 | China Vered Securities Limited | RO | Dealing in securities | 2013-12-03 | 2015-09-29 |
| 4 | MUFG Securities Asia Limited | RO | Dealing in securities | 2010-12-31 | 2011-03-19 |
| 5 | MUSHK Limited | Rep | Dealing in securities | 2007-04-02 | 2009-08-17 | RO | Dealing in securities | 2009-08-17 | 2011-03-19 |
| 6 | VTB Capital Hong Kong Limited | RO | Advising on securities | 2011-06-30 | 2011-12-08 | RO | Dealing in securities | 2011-06-30 | 2011-12-08 |
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