Liu, Yan (SFC:BJY422) 劉彥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2017-10-26 | 2017-12-14 | Rep | Asset management | 2017-10-26 | 2017-12-14 | Rep | Dealing in securities | 2017-10-26 | 2017-12-14 | RO | Advising on securities | 2017-12-14 | 2020-03-02 | RO | Asset management | 2017-12-14 | 2020-03-02 | RO | Dealing in securities | 2017-12-14 | 2020-03-02 | Rep | Advising on securities | 2021-06-15 | 2021-06-15 | Rep | Asset management | 2021-06-15 | 2021-06-15 | Rep | Dealing in securities | 2021-06-15 | 2021-06-15 | RO | Advising on securities | 2021-06-15 | 2024-04-30 | RO | Asset management | 2021-06-15 | 2024-04-30 | RO | Dealing in securities | 2021-06-15 | 2024-04-30 |
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