Lee, Ho Kit 李浩杰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2024-05-06 | Rep | Dealing in futures contracts | 2024-05-06 | Rep | Dealing in securities | 2024-05-06 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2021-03-16 | 2023-06-07 | Rep | Advising on securities | 2021-08-23 | 2023-06-07 |
| 3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2021-02-16 | 2023-06-07 |
| 4 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2013-08-09 | 2014-05-26 |
| 5 | G. H. Financials (Hong Kong) Limited | Rep | Dealing in futures contracts | 2023-06-20 | 2024-03-12 |
| 6 | GF FUTURES (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2017-03-27 | 2021-01-28 |
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