Tan, Toon Leng
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2014-06-05 | 2014-06-08 | Rep | Advising on securities | 2014-08-25 | 2014-08-29 | Rep | Advising on securities | 2015-04-30 | 2015-05-06 | Rep | Advising on securities | 2015-11-30 | 2015-12-04 | Rep | Advising on securities | 2016-02-29 | 2016-03-04 | Rep | Advising on securities | 2016-10-24 | 2016-10-28 | Rep | Advising on securities | 2017-02-27 | 2017-03-03 | Rep | Advising on securities | 2017-08-07 | 2017-08-11 | Rep | Advising on securities | 2018-05-07 | 2018-05-11 | Rep | Advising on securities | 2018-09-10 | 2018-09-14 | Rep | Dealing in securities | 2023-05-05 | 2023-05-12 | Rep | Dealing in securities | 2024-05-06 | 2024-05-10 |
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