Lui, Wai Man (SFC:AIU192) 呂偉文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-09-13 | 2007-04-14 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2004-08-05 | 2007-04-14 |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2004-07-15 | 2004-08-02 |
| 4 | CVP Asset Management Limited | RO | Advising on securities | 2019-06-18 | 2020-04-18 | RO | Asset management | 2019-06-18 | 2020-04-18 |
| 5 | CVP Securities Limited | RO | Dealing in futures contracts | 2018-10-09 | 2021-11-03 | RO | Dealing in securities | 2018-10-09 | 2021-11-03 |
| 6 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2004-05-07 | 2004-07-12 |
| 7 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-01-06 | 2011-01-20 | Rep | Dealing in securities | 2011-01-06 | 2011-01-20 | RO | Dealing in futures contracts | 2011-01-20 | 2012-04-01 | RO | Dealing in securities | 2011-01-20 | 2012-04-01 |
| 8 | Hongkong Bay Securities Limited | Rep | Dealing in securities | 2013-01-02 | 2013-01-31 | RO | Dealing in securities | 2013-01-31 | 2013-09-14 |
| 9 | M&F Asset Management Limited | Rep | Dealing in securities | 2014-11-24 | 2014-12-17 | RO | Dealing in securities | 2014-12-17 | 2018-09-06 | RO | Advising on securities | 2015-02-03 | 2018-09-06 | RO | Asset management | 2015-05-06 | 2018-09-06 |
| 10 | METRO CAPITAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-11-24 | 2014-12-17 | RO | Dealing in futures contracts | 2014-12-17 | 2015-07-13 |
| 11 | MP ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2022-03-15 | 2022-12-02 | RO | Asset management | 2022-03-15 | 2022-12-02 |
| 12 | SANFULL SECURITIES LIMITED | Rep | Dealing in securities | 2003-05-13 | 2004-05-06 |
| 13 | SINO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-05-02 | 2012-05-25 | RO | Dealing in securities | 2012-05-25 | 2012-12-30 | Rep | Dealing in securities | 2013-10-04 | 2013-11-21 | RO | Dealing in securities | 2013-11-21 | 2014-11-21 |
| 14 | Waton Securities International Limited | Rep | Dealing in securities | 2007-04-24 | 2007-07-19 | RO | Dealing in securities | 2007-07-19 | 2011-01-03 |
| 15 | Wealth Link Securities Limited | RO | Advising on securities | 2022-12-21 | 2024-04-29 | RO | Dealing in securities | 2022-12-21 | 2024-04-29 |
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