Chan, Ka Wai (SFC:APP683) 陳嘉慧

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SFC roles

Organisation Position From Until
1 CELESTIAL COMMODITIES LIMITED RepRepresentative 2007-09-10 2009-11-30
2 CELESTIAL SECURITIES LIMITED RepRepresentative 2007-09-10 2009-11-30
3 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) RepRepresentative 2013-06-26 2014-03-11
4 HSBC BROKING FOREX (ASIA) LIMITED RepRepresentative 2014-08-14 2016-03-02
5 HSBC BROKING FUTURES (ASIA) LIMITED RepRepresentative 2014-04-01 2016-03-02
6 HSBC BROKING SECURITIES (ASIA) LIMITED RepRepresentative 2014-04-01 2016-03-02
7 Quam Securities Limited RepRepresentative 2016-06-23 2016-10-13
RepRepresentative 2018-05-10 2022-02-28
8 UOB KAY HIAN (HONG KONG) LIMITED RepRepresentative 2009-12-03 2012-09-28
9 UOB KAY HIAN FUTURES (HONG KONG) LIMITED RepRepresentative 2009-12-03 2012-09-28
10 Vantum Asset Management Limited Resp OffResponsible Officer 2023-05-05
11 Vantum Futures Limited Resp OffResponsible Officer 2024-05-07
12 ZHONGTAI INTERNATIONAL FUTURES LIMITED RepRepresentative 2013-03-04 2013-06-17
RepRepresentative 2017-10-18 2018-04-25
13 ZHONGTAI INTERNATIONAL SECURITIES LIMITED RepRepresentative 2013-01-03 2013-06-17
RepRepresentative 2017-10-18 2018-04-25

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