GOLDMAN SACHS (ASIA) L.L.C. 高盛(亞洲)有限責任公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-05-04 44 850 894 95.08%
2024-04-30 44 845 889 95.05%
2024-03-31 44 847 891 95.06%
2024-02-29 44 853 897 95.09%
2024-01-31 43 850 893 95.18%
2023-12-31 41 849 890 95.39%
2023-11-30 41 858 899 95.44%
2023-10-31 41 868 909 95.49%
2023-09-30 42 877 919 95.43%
2023-08-31 43 885 928 95.37%
2023-07-31 44 878 922 95.23%
2023-06-30 44 864 908 95.15%
2023-05-31 42 889 931 95.49%
2023-04-30 42 892 934 95.50%
2023-03-31 43 890 933 95.39%
2023-02-28 45 884 929 95.16%
2023-01-31 45 888 933 95.18%
2022-12-31 43 949 992 95.67%
2022-11-30 43 946 989 95.65%
2022-10-31 44 943 987 95.54%
2022-09-30 46 952 998 95.39%
2022-08-31 45 968 1013 95.56%
2022-07-31 44 952 996 95.58%
2022-06-30 42 940 982 95.72%
2022-05-31 43 938 981 95.62%
2022-04-30 44 932 976 95.49%
2022-03-31 46 937 983 95.32%
2022-02-28 46 937 983 95.32%
2022-01-31 45 932 977 95.39%
2021-12-31 46 915 961 95.21%
2021-11-30 46 914 960 95.21%
2021-10-31 46 902 948 95.15%
2021-09-30 47 899 946 95.03%
2021-08-31 47 883 930 94.95%
2021-07-31 47 870 917 94.87%
2021-06-30 44 843 887 95.04%
2021-05-31 44 828 872 94.95%
2021-04-30 43 821 864 95.02%
2021-03-31 44 828 872 94.95%
2021-02-28 44 823 867 94.93%
2021-01-31 45 846 891 94.95%
2020-12-31 44 834 878 94.99%
2020-11-30 42 835 877 95.21%
2020-10-31 40 842 882 95.46%
2020-09-30 37 848 885 95.82%
2020-08-31 39 844 883 95.58%
2020-07-31 39 839 878 95.56%
2020-06-30 38 826 864 95.60%
2020-05-31 39 821 860 95.47%
2020-04-30 39 811 850 95.41%
2020-03-31 39 812 851 95.42%
2020-02-29 39 816 855 95.44%
2020-01-31 39 827 866 95.50%
2019-12-31 42 822 864 95.14%
2019-11-30 41 820 861 95.24%
2019-10-31 43 825 868 95.05%
2019-09-30 42 819 861 95.12%
2019-08-31 41 821 862 95.24%
2019-07-31 40 803 843 95.26%
2019-06-30 42 799 841 95.01%
2019-05-31 41 802 843 95.14%
2019-04-30 40 811 851 95.30%
2019-03-31 39 822 861 95.47%
2019-02-28 41 835 876 95.32%
2019-01-31 40 842 882 95.46%
2018-12-31 40 826 866 95.38%
2018-11-30 40 822 862 95.36%
2018-10-31 41 819 860 95.23%
2018-09-30 43 803 846 94.92%
2018-08-31 43 800 843 94.90%
2018-07-31 41 787 828 95.05%
2018-06-30 41 765 806 94.91%
2018-05-31 41 759 800 94.88%
2018-04-30 41 768 809 94.93%
2018-03-31 41 764 805 94.91%
2018-02-28 41 762 803 94.89%
2018-01-31 40 763 803 95.02%
2017-12-31 40 754 794 94.96%
2017-11-30 40 753 793 94.96%
2017-10-31 40 747 787 94.92%
2017-09-30 39 742 781 95.01%
2017-08-31 40 735 775 94.84%
2017-07-31 40 722 762 94.75%
2017-06-30 42 722 764 94.50%
2017-05-31 42 712 754 94.43%
2017-04-30 42 722 764 94.50%
2017-03-31 46 778 824 94.42%
2017-02-28 46 783 829 94.45%
2017-01-31 46 790 836 94.50%
2016-12-31 48 781 829 94.21%
2016-11-30 49 785 834 94.12%
2016-10-31 49 785 834 94.12%
2016-09-30 49 807 856 94.28%
2016-08-31 50 814 864 94.21%
2016-07-31 50 804 854 94.15%
2016-06-30 49 815 864 94.33%
2016-05-31 50 833 883 94.34%
2016-04-30 52 850 902 94.24%
2016-03-31 53 858 911 94.18%
2016-02-29 55 858 913 93.98%
2016-01-31 55 865 920 94.02%
2015-12-31 56 862 918 93.90%
2015-11-30 55 856 911 93.96%
2015-10-31 55 850 905 93.92%
2015-09-30 56 841 897 93.76%
2015-08-31 56 832 888 93.69%
2015-07-31 55 809 864 93.63%
2015-06-30 55 792 847 93.51%
2015-05-31 54 791 845 93.61%
2015-04-30 54 799 853 93.67%
2015-03-31 56 802 858 93.47%
2015-02-28 57 807 864 93.40%
2015-01-31 57 820 877 93.50%
2014-12-31 56 813 869 93.56%
2014-11-30 55 823 878 93.74%
2014-10-31 54 824 878 93.85%
2014-09-30 54 821 875 93.83%
2014-08-31 56 816 872 93.58%
2014-07-31 58 773 831 93.02%
2014-06-30 59 777 836 92.94%
2014-05-31 60 769 829 92.76%
2014-04-30 60 773 833 92.80%
2014-03-31 59 786 845 93.02%
2014-02-28 58 798 856 93.22%
2014-01-31 60 797 857 93.00%
2013-12-31 62 801 863 92.82%
2013-11-30 64 798 862 92.58%
2013-10-31 65 805 870 92.53%
2013-09-30 65 800 865 92.49%
2013-08-31 65 794 859 92.43%
2013-07-31 65 779 844 92.30%
2013-06-30 64 781 845 92.43%
2013-05-31 66 779 845 92.19%
2013-04-30 66 786 852 92.25%
2013-03-31 66 786 852 92.25%
2013-02-28 66 804 870 92.41%
2013-01-31 67 805 872 92.32%
2012-12-31 68 799 867 92.16%
2012-11-30 68 795 863 92.12%
2012-10-31 67 795 862 92.23%
2012-09-30 70 799 869 91.94%
2012-08-31 74 817 891 91.69%
2012-07-31 74 797 871 91.50%
2012-06-30 72 800 872 91.74%
2012-05-31 73 799 872 91.63%
2012-04-30 73 801 874 91.65%
2012-03-31 76 797 873 91.29%
2012-02-29 72 808 880 91.82%
2012-01-31 71 819 890 92.02%
2011-12-31 71 818 889 92.01%
2011-11-30 71 818 889 92.01%
2011-10-31 69 814 883 92.19%
2011-09-30 68 823 891 92.37%
2011-08-31 67 825 892 92.49%
2011-07-31 64 798 862 92.58%
2011-06-30 64 802 866 92.61%
2011-05-31 61 808 869 92.98%
2011-04-30 57 817 874 93.48%
2011-03-31 58 820 878 93.39%
2011-02-28 59 822 881 93.30%
2011-01-31 61 824 885 93.11%
2010-12-31 61 825 886 93.12%
2010-11-30 61 814 875 93.03%
2010-10-31 59 806 865 93.18%
2010-09-30 58 799 857 93.23%
2010-08-31 60 776 836 92.82%
2010-07-31 59 757 816 92.77%
2010-06-30 59 741 800 92.63%
2010-05-31 57 745 802 92.89%
2010-04-30 56 725 781 92.83%
2010-03-31 55 720 775 92.90%
2010-02-28 57 721 778 92.67%
2010-01-31 59 723 782 92.46%
2009-12-31 60 708 768 92.19%
2009-11-30 60 696 756 92.06%
2009-10-31 60 694 754 92.04%
2009-09-30 60 697 757 92.07%
2009-08-31 62 688 750 91.73%
2009-07-31 62 678 740 91.62%
2009-06-30 64 683 747 91.43%
2009-05-31 62 687 749 91.72%
2009-04-30 59 701 760 92.24%
2009-03-31 59 708 767 92.31%
2009-02-28 59 709 768 92.32%
2009-01-31 61 738 799 92.37%
2008-12-31 62 745 807 92.32%
2008-11-30 60 782 842 92.87%
2008-10-31 59 833 892 93.39%
2008-09-30 59 830 889 93.36%
2008-08-31 59 817 876 93.26%
2008-07-31 56 799 855 93.45%
2008-06-30 52 791 843 93.83%
2008-05-31 54 784 838 93.56%
2008-04-30 52 784 836 93.78%
2008-03-31 51 781 832 93.87%
2008-02-29 52 773 825 93.70%
2008-01-31 52 774 826 93.70%
2007-12-31 51 778 829 93.85%
2007-11-30 52 773 825 93.70%
2007-10-31 49 766 815 93.99%
2007-09-30 47 737 784 94.01%
2007-08-31 47 699 746 93.70%
2007-07-31 47 680 727 93.54%
2007-06-30 47 653 700 93.29%
2007-05-31 47 641 688 93.17%
2007-04-30 46 634 680 93.24%
2007-03-31 43 632 675 93.63%
2007-02-28 41 633 674 93.92%
2007-01-31 41 632 673 93.91%
2006-12-31 40 626 666 93.99%
2006-11-30 42 615 657 93.61%
2006-10-31 41 603 644 93.63%
2006-09-30 40 601 641 93.76%
2006-08-31 36 595 631 94.29%
2006-07-31 34 574 608 94.41%
2006-06-30 34 550 584 94.18%
2006-05-31 34 539 573 94.07%
2006-04-30 32 527 559 94.28%
2006-03-31 34 530 564 93.97%
2006-02-28 34 524 558 93.91%
2006-01-31 35 524 559 93.74%
2005-12-31 34 533 567 94.00%
2005-11-30 34 525 559 93.92%
2005-10-31 34 514 548 93.80%
2005-09-30 33 519 552 94.02%
2005-08-31 32 496 528 93.94%
2005-07-31 32 476 508 93.70%
2005-06-30 30 468 498 93.98%
2005-05-31 32 457 489 93.46%
2005-04-30 33 448 481 93.14%
2005-03-31 32 443 475 93.26%
2005-02-28 32 430 462 93.07%
2005-01-31 31 439 470 93.40%
2004-12-31 32 437 469 93.18%
2004-11-30 32 435 467 93.15%
2004-10-31 32 426 458 93.01%
2004-09-30 27 424 451 94.01%
2004-08-31 23 414 437 94.74%
2004-07-31 24 405 429 94.41%
2004-06-30 22 404 426 94.84%
2004-05-31 21 401 422 95.02%
2004-04-30 21 389 410 94.88%
2004-03-31 21 382 403 94.79%
2004-02-29 21 386 407 94.84%
2004-01-31 21 384 405 94.81%
2003-12-31 21 378 399 94.74%
2003-11-30 20 375 395 94.94%
2003-10-31 20 374 394 94.92%
2003-09-30 20 375 395 94.94%
2003-08-31 21 381 402 94.78%
2003-07-31 21 381 402 94.78%
2003-06-30 22 381 403 94.54%
2003-05-31 26 389 415 93.73%
2003-04-30 26 394 420 93.81%
2003-03-31 26 396 422 93.84%

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top