GOLDMAN SACHS (ASIA) L.L.C. 高盛(亞洲)有限責任公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-05-04 | 44 | 850 | 894 | 95.08% |
2024-04-30 | 44 | 845 | 889 | 95.05% |
2024-03-31 | 44 | 847 | 891 | 95.06% |
2024-02-29 | 44 | 853 | 897 | 95.09% |
2024-01-31 | 43 | 850 | 893 | 95.18% |
2023-12-31 | 41 | 849 | 890 | 95.39% |
2023-11-30 | 41 | 858 | 899 | 95.44% |
2023-10-31 | 41 | 868 | 909 | 95.49% |
2023-09-30 | 42 | 877 | 919 | 95.43% |
2023-08-31 | 43 | 885 | 928 | 95.37% |
2023-07-31 | 44 | 878 | 922 | 95.23% |
2023-06-30 | 44 | 864 | 908 | 95.15% |
2023-05-31 | 42 | 889 | 931 | 95.49% |
2023-04-30 | 42 | 892 | 934 | 95.50% |
2023-03-31 | 43 | 890 | 933 | 95.39% |
2023-02-28 | 45 | 884 | 929 | 95.16% |
2023-01-31 | 45 | 888 | 933 | 95.18% |
2022-12-31 | 43 | 949 | 992 | 95.67% |
2022-11-30 | 43 | 946 | 989 | 95.65% |
2022-10-31 | 44 | 943 | 987 | 95.54% |
2022-09-30 | 46 | 952 | 998 | 95.39% |
2022-08-31 | 45 | 968 | 1013 | 95.56% |
2022-07-31 | 44 | 952 | 996 | 95.58% |
2022-06-30 | 42 | 940 | 982 | 95.72% |
2022-05-31 | 43 | 938 | 981 | 95.62% |
2022-04-30 | 44 | 932 | 976 | 95.49% |
2022-03-31 | 46 | 937 | 983 | 95.32% |
2022-02-28 | 46 | 937 | 983 | 95.32% |
2022-01-31 | 45 | 932 | 977 | 95.39% |
2021-12-31 | 46 | 915 | 961 | 95.21% |
2021-11-30 | 46 | 914 | 960 | 95.21% |
2021-10-31 | 46 | 902 | 948 | 95.15% |
2021-09-30 | 47 | 899 | 946 | 95.03% |
2021-08-31 | 47 | 883 | 930 | 94.95% |
2021-07-31 | 47 | 870 | 917 | 94.87% |
2021-06-30 | 44 | 843 | 887 | 95.04% |
2021-05-31 | 44 | 828 | 872 | 94.95% |
2021-04-30 | 43 | 821 | 864 | 95.02% |
2021-03-31 | 44 | 828 | 872 | 94.95% |
2021-02-28 | 44 | 823 | 867 | 94.93% |
2021-01-31 | 45 | 846 | 891 | 94.95% |
2020-12-31 | 44 | 834 | 878 | 94.99% |
2020-11-30 | 42 | 835 | 877 | 95.21% |
2020-10-31 | 40 | 842 | 882 | 95.46% |
2020-09-30 | 37 | 848 | 885 | 95.82% |
2020-08-31 | 39 | 844 | 883 | 95.58% |
2020-07-31 | 39 | 839 | 878 | 95.56% |
2020-06-30 | 38 | 826 | 864 | 95.60% |
2020-05-31 | 39 | 821 | 860 | 95.47% |
2020-04-30 | 39 | 811 | 850 | 95.41% |
2020-03-31 | 39 | 812 | 851 | 95.42% |
2020-02-29 | 39 | 816 | 855 | 95.44% |
2020-01-31 | 39 | 827 | 866 | 95.50% |
2019-12-31 | 42 | 822 | 864 | 95.14% |
2019-11-30 | 41 | 820 | 861 | 95.24% |
2019-10-31 | 43 | 825 | 868 | 95.05% |
2019-09-30 | 42 | 819 | 861 | 95.12% |
2019-08-31 | 41 | 821 | 862 | 95.24% |
2019-07-31 | 40 | 803 | 843 | 95.26% |
2019-06-30 | 42 | 799 | 841 | 95.01% |
2019-05-31 | 41 | 802 | 843 | 95.14% |
2019-04-30 | 40 | 811 | 851 | 95.30% |
2019-03-31 | 39 | 822 | 861 | 95.47% |
2019-02-28 | 41 | 835 | 876 | 95.32% |
2019-01-31 | 40 | 842 | 882 | 95.46% |
2018-12-31 | 40 | 826 | 866 | 95.38% |
2018-11-30 | 40 | 822 | 862 | 95.36% |
2018-10-31 | 41 | 819 | 860 | 95.23% |
2018-09-30 | 43 | 803 | 846 | 94.92% |
2018-08-31 | 43 | 800 | 843 | 94.90% |
2018-07-31 | 41 | 787 | 828 | 95.05% |
2018-06-30 | 41 | 765 | 806 | 94.91% |
2018-05-31 | 41 | 759 | 800 | 94.88% |
2018-04-30 | 41 | 768 | 809 | 94.93% |
2018-03-31 | 41 | 764 | 805 | 94.91% |
2018-02-28 | 41 | 762 | 803 | 94.89% |
2018-01-31 | 40 | 763 | 803 | 95.02% |
2017-12-31 | 40 | 754 | 794 | 94.96% |
2017-11-30 | 40 | 753 | 793 | 94.96% |
2017-10-31 | 40 | 747 | 787 | 94.92% |
2017-09-30 | 39 | 742 | 781 | 95.01% |
2017-08-31 | 40 | 735 | 775 | 94.84% |
2017-07-31 | 40 | 722 | 762 | 94.75% |
2017-06-30 | 42 | 722 | 764 | 94.50% |
2017-05-31 | 42 | 712 | 754 | 94.43% |
2017-04-30 | 42 | 722 | 764 | 94.50% |
2017-03-31 | 46 | 778 | 824 | 94.42% |
2017-02-28 | 46 | 783 | 829 | 94.45% |
2017-01-31 | 46 | 790 | 836 | 94.50% |
2016-12-31 | 48 | 781 | 829 | 94.21% |
2016-11-30 | 49 | 785 | 834 | 94.12% |
2016-10-31 | 49 | 785 | 834 | 94.12% |
2016-09-30 | 49 | 807 | 856 | 94.28% |
2016-08-31 | 50 | 814 | 864 | 94.21% |
2016-07-31 | 50 | 804 | 854 | 94.15% |
2016-06-30 | 49 | 815 | 864 | 94.33% |
2016-05-31 | 50 | 833 | 883 | 94.34% |
2016-04-30 | 52 | 850 | 902 | 94.24% |
2016-03-31 | 53 | 858 | 911 | 94.18% |
2016-02-29 | 55 | 858 | 913 | 93.98% |
2016-01-31 | 55 | 865 | 920 | 94.02% |
2015-12-31 | 56 | 862 | 918 | 93.90% |
2015-11-30 | 55 | 856 | 911 | 93.96% |
2015-10-31 | 55 | 850 | 905 | 93.92% |
2015-09-30 | 56 | 841 | 897 | 93.76% |
2015-08-31 | 56 | 832 | 888 | 93.69% |
2015-07-31 | 55 | 809 | 864 | 93.63% |
2015-06-30 | 55 | 792 | 847 | 93.51% |
2015-05-31 | 54 | 791 | 845 | 93.61% |
2015-04-30 | 54 | 799 | 853 | 93.67% |
2015-03-31 | 56 | 802 | 858 | 93.47% |
2015-02-28 | 57 | 807 | 864 | 93.40% |
2015-01-31 | 57 | 820 | 877 | 93.50% |
2014-12-31 | 56 | 813 | 869 | 93.56% |
2014-11-30 | 55 | 823 | 878 | 93.74% |
2014-10-31 | 54 | 824 | 878 | 93.85% |
2014-09-30 | 54 | 821 | 875 | 93.83% |
2014-08-31 | 56 | 816 | 872 | 93.58% |
2014-07-31 | 58 | 773 | 831 | 93.02% |
2014-06-30 | 59 | 777 | 836 | 92.94% |
2014-05-31 | 60 | 769 | 829 | 92.76% |
2014-04-30 | 60 | 773 | 833 | 92.80% |
2014-03-31 | 59 | 786 | 845 | 93.02% |
2014-02-28 | 58 | 798 | 856 | 93.22% |
2014-01-31 | 60 | 797 | 857 | 93.00% |
2013-12-31 | 62 | 801 | 863 | 92.82% |
2013-11-30 | 64 | 798 | 862 | 92.58% |
2013-10-31 | 65 | 805 | 870 | 92.53% |
2013-09-30 | 65 | 800 | 865 | 92.49% |
2013-08-31 | 65 | 794 | 859 | 92.43% |
2013-07-31 | 65 | 779 | 844 | 92.30% |
2013-06-30 | 64 | 781 | 845 | 92.43% |
2013-05-31 | 66 | 779 | 845 | 92.19% |
2013-04-30 | 66 | 786 | 852 | 92.25% |
2013-03-31 | 66 | 786 | 852 | 92.25% |
2013-02-28 | 66 | 804 | 870 | 92.41% |
2013-01-31 | 67 | 805 | 872 | 92.32% |
2012-12-31 | 68 | 799 | 867 | 92.16% |
2012-11-30 | 68 | 795 | 863 | 92.12% |
2012-10-31 | 67 | 795 | 862 | 92.23% |
2012-09-30 | 70 | 799 | 869 | 91.94% |
2012-08-31 | 74 | 817 | 891 | 91.69% |
2012-07-31 | 74 | 797 | 871 | 91.50% |
2012-06-30 | 72 | 800 | 872 | 91.74% |
2012-05-31 | 73 | 799 | 872 | 91.63% |
2012-04-30 | 73 | 801 | 874 | 91.65% |
2012-03-31 | 76 | 797 | 873 | 91.29% |
2012-02-29 | 72 | 808 | 880 | 91.82% |
2012-01-31 | 71 | 819 | 890 | 92.02% |
2011-12-31 | 71 | 818 | 889 | 92.01% |
2011-11-30 | 71 | 818 | 889 | 92.01% |
2011-10-31 | 69 | 814 | 883 | 92.19% |
2011-09-30 | 68 | 823 | 891 | 92.37% |
2011-08-31 | 67 | 825 | 892 | 92.49% |
2011-07-31 | 64 | 798 | 862 | 92.58% |
2011-06-30 | 64 | 802 | 866 | 92.61% |
2011-05-31 | 61 | 808 | 869 | 92.98% |
2011-04-30 | 57 | 817 | 874 | 93.48% |
2011-03-31 | 58 | 820 | 878 | 93.39% |
2011-02-28 | 59 | 822 | 881 | 93.30% |
2011-01-31 | 61 | 824 | 885 | 93.11% |
2010-12-31 | 61 | 825 | 886 | 93.12% |
2010-11-30 | 61 | 814 | 875 | 93.03% |
2010-10-31 | 59 | 806 | 865 | 93.18% |
2010-09-30 | 58 | 799 | 857 | 93.23% |
2010-08-31 | 60 | 776 | 836 | 92.82% |
2010-07-31 | 59 | 757 | 816 | 92.77% |
2010-06-30 | 59 | 741 | 800 | 92.63% |
2010-05-31 | 57 | 745 | 802 | 92.89% |
2010-04-30 | 56 | 725 | 781 | 92.83% |
2010-03-31 | 55 | 720 | 775 | 92.90% |
2010-02-28 | 57 | 721 | 778 | 92.67% |
2010-01-31 | 59 | 723 | 782 | 92.46% |
2009-12-31 | 60 | 708 | 768 | 92.19% |
2009-11-30 | 60 | 696 | 756 | 92.06% |
2009-10-31 | 60 | 694 | 754 | 92.04% |
2009-09-30 | 60 | 697 | 757 | 92.07% |
2009-08-31 | 62 | 688 | 750 | 91.73% |
2009-07-31 | 62 | 678 | 740 | 91.62% |
2009-06-30 | 64 | 683 | 747 | 91.43% |
2009-05-31 | 62 | 687 | 749 | 91.72% |
2009-04-30 | 59 | 701 | 760 | 92.24% |
2009-03-31 | 59 | 708 | 767 | 92.31% |
2009-02-28 | 59 | 709 | 768 | 92.32% |
2009-01-31 | 61 | 738 | 799 | 92.37% |
2008-12-31 | 62 | 745 | 807 | 92.32% |
2008-11-30 | 60 | 782 | 842 | 92.87% |
2008-10-31 | 59 | 833 | 892 | 93.39% |
2008-09-30 | 59 | 830 | 889 | 93.36% |
2008-08-31 | 59 | 817 | 876 | 93.26% |
2008-07-31 | 56 | 799 | 855 | 93.45% |
2008-06-30 | 52 | 791 | 843 | 93.83% |
2008-05-31 | 54 | 784 | 838 | 93.56% |
2008-04-30 | 52 | 784 | 836 | 93.78% |
2008-03-31 | 51 | 781 | 832 | 93.87% |
2008-02-29 | 52 | 773 | 825 | 93.70% |
2008-01-31 | 52 | 774 | 826 | 93.70% |
2007-12-31 | 51 | 778 | 829 | 93.85% |
2007-11-30 | 52 | 773 | 825 | 93.70% |
2007-10-31 | 49 | 766 | 815 | 93.99% |
2007-09-30 | 47 | 737 | 784 | 94.01% |
2007-08-31 | 47 | 699 | 746 | 93.70% |
2007-07-31 | 47 | 680 | 727 | 93.54% |
2007-06-30 | 47 | 653 | 700 | 93.29% |
2007-05-31 | 47 | 641 | 688 | 93.17% |
2007-04-30 | 46 | 634 | 680 | 93.24% |
2007-03-31 | 43 | 632 | 675 | 93.63% |
2007-02-28 | 41 | 633 | 674 | 93.92% |
2007-01-31 | 41 | 632 | 673 | 93.91% |
2006-12-31 | 40 | 626 | 666 | 93.99% |
2006-11-30 | 42 | 615 | 657 | 93.61% |
2006-10-31 | 41 | 603 | 644 | 93.63% |
2006-09-30 | 40 | 601 | 641 | 93.76% |
2006-08-31 | 36 | 595 | 631 | 94.29% |
2006-07-31 | 34 | 574 | 608 | 94.41% |
2006-06-30 | 34 | 550 | 584 | 94.18% |
2006-05-31 | 34 | 539 | 573 | 94.07% |
2006-04-30 | 32 | 527 | 559 | 94.28% |
2006-03-31 | 34 | 530 | 564 | 93.97% |
2006-02-28 | 34 | 524 | 558 | 93.91% |
2006-01-31 | 35 | 524 | 559 | 93.74% |
2005-12-31 | 34 | 533 | 567 | 94.00% |
2005-11-30 | 34 | 525 | 559 | 93.92% |
2005-10-31 | 34 | 514 | 548 | 93.80% |
2005-09-30 | 33 | 519 | 552 | 94.02% |
2005-08-31 | 32 | 496 | 528 | 93.94% |
2005-07-31 | 32 | 476 | 508 | 93.70% |
2005-06-30 | 30 | 468 | 498 | 93.98% |
2005-05-31 | 32 | 457 | 489 | 93.46% |
2005-04-30 | 33 | 448 | 481 | 93.14% |
2005-03-31 | 32 | 443 | 475 | 93.26% |
2005-02-28 | 32 | 430 | 462 | 93.07% |
2005-01-31 | 31 | 439 | 470 | 93.40% |
2004-12-31 | 32 | 437 | 469 | 93.18% |
2004-11-30 | 32 | 435 | 467 | 93.15% |
2004-10-31 | 32 | 426 | 458 | 93.01% |
2004-09-30 | 27 | 424 | 451 | 94.01% |
2004-08-31 | 23 | 414 | 437 | 94.74% |
2004-07-31 | 24 | 405 | 429 | 94.41% |
2004-06-30 | 22 | 404 | 426 | 94.84% |
2004-05-31 | 21 | 401 | 422 | 95.02% |
2004-04-30 | 21 | 389 | 410 | 94.88% |
2004-03-31 | 21 | 382 | 403 | 94.79% |
2004-02-29 | 21 | 386 | 407 | 94.84% |
2004-01-31 | 21 | 384 | 405 | 94.81% |
2003-12-31 | 21 | 378 | 399 | 94.74% |
2003-11-30 | 20 | 375 | 395 | 94.94% |
2003-10-31 | 20 | 374 | 394 | 94.92% |
2003-09-30 | 20 | 375 | 395 | 94.94% |
2003-08-31 | 21 | 381 | 402 | 94.78% |
2003-07-31 | 21 | 381 | 402 | 94.78% |
2003-06-30 | 22 | 381 | 403 | 94.54% |
2003-05-31 | 26 | 389 | 415 | 93.73% |
2003-04-30 | 26 | 394 | 420 | 93.81% |
2003-03-31 | 26 | 396 | 422 | 93.84% |
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