BNP PARIBAS SECURITIES (ASIA) LIMITED 法國巴黎證券(亞洲)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2007 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Ayers, Annabel Lucy | F | Rep | 2004-09-01 | 2005-09-05 | |
| 2 | Barker, Robert Edward Thomas | M | Rep | 2006-09-11 | 2018-03-07 | |
| 3 | Bazzoni, Federico | M | Rep | 2007-04-20 | ||
| 4 | Bell, Geoffrey Livingstone | M | Rep | 2003-07-12 | ||
| 5 | Braddick, Matthew James | M | Rep | 2006-10-20 | 2008-06-03 | |
| 6 | Breiter, Emanuel Roland 金海翔 | Rep | 2004-07-21 | 2008-03-11 | ||
| 7 | Bugel, Michael Bartus | M | RO | 2004-05-04 | 2006-07-19 | |
| 8 | Callaghan, Paul Andrew Stewart | M | Rep | 2004-09-21 | 2006-06-01 | |
| 9 | Cao, Qing (SFC:AMZ012) 曹庆 | Rep | 2006-01-24 | 2007-04-26 | ||
| 10 | Carr, Matthew Edmund | M | Rep | 2005-08-01 | 2006-03-08 | |
| RO | 2006-03-08 | 2006-09-01 | ||||
| 11 | Chan, Adam Shun Fat 陳順發 | M | Rep | 2004-12-13 | 2007-09-28 | |
| 12 | Chan, Dennis Kwok Leung 陳國樑 | M | Rep | 2010-05-11 | ||
| 13 | Chan, Eddy Shu Pang 陳樹鵬 | Rep | 2004-12-20 | 2005-11-30 | ||
| 14 | Chan, Kar Lok 陳家樂 | Rep | 2004-12-11 | |||
| 15 | Chan, Kar Man (SFC:AHA188) 陳嘉雯 | Rep | 2004-03-08 | |||
| 16 | Chan, Kelvin Chun Ho 陳鎮浩 | M | Rep | 2007-07-28 | ||
| 17 | Chan, Kwok Hung (SFC:ACA236) 陳國洪 | Rep | 2004-12-11 | |||
| 18 | Chan, Sik Tin 陳昔典 | Rep | 2005-03-07 | 2006-09-29 | ||
| 19 | Chan, Wa Ming 陳華明 | Rep | 2006-06-01 | |||
| 20 | Chau, Chi Wai (SFC:ABH148) 周志偉 | RO | 2006-03-19 | |||
| 21 | Chen, Huanming (SFC:AIU879) 陳睆明 | Rep | 2004-09-23 | 2013-03-20 | ||
| 22 | Chen, Xingdong 陳興動 | Rep | 2021-09-24 | |||
| 23 | Cheng, Simon Tak Yiu 鄭德耀 | 33 | M | Rep | 2004-05-07 | 2007-05-18 |
| 24 | Cheung, Kim Kin Wai 張健偉 | 52 | M | RO | 2003-09-10 | |
| 25 | Cheung, Sylvia Siu Ling 張少齡 | F | Rep | 2004-12-20 | 2024-05-03 | |
| 26 | Cheung, Toby Shun Ka 莊純嘉 | Rep | 2004-12-11 | |||
| 27 | Cheung, Yiu Wah 張耀華 | Rep | 2004-12-11 | |||
| 28 | Chiu, Man Wai (SFC:ABT991) 趙文煒 | 39 | M | Rep | 2004-03-15 | |
| 29 | Chu, Eva Wen Yee 朱蘊儀 | F | Rep | 2004-01-29 | ||
| 30 | Chu, Louis Siu Ting 朱兆廷 | M | Rep | 2004-12-11 | ||
| 31 | Chu, Wayne Wing Kar 朱永嘉 | M | Rep | 2006-05-24 | 2010-10-15 | |
| 32 | Derby, Polly Anne Frances | F | Rep | 2003-07-01 | ||
| 33 | Dimasin, Georgina Chanel | F | Rep | 2006-10-13 | 2006-11-12 | |
| 34 | Ding, Ying (SFC:AOP076) 丁莹 | Rep | 2007-02-16 | 2013-04-01 | ||
| 35 | Dry, Guillaume Jean | RO | 2003-05-31 | |||
| 36 | Fan, Dizhao 范廸釗 | Rep | 2004-11-03 | 2005-03-23 | ||
| 37 | Folinsbee, Thomas | M | Rep | 2006-07-12 | 2007-09-21 | |
| 38 | Foo, Jong Chen | Rep | 2006-06-27 | |||
| 39 | Fung, Edwin King Hing 馮景興 | M | Rep | 2004-12-11 | ||
| 40 | Fung, Quean Sin Yee 馮倩儀 | Rep | 2005-08-01 | 2008-06-07 | ||
| 41 | Gao, Shi 高实 | Rep | 2005-07-18 | 2006-04-29 | ||
| 42 | Garthoff, Alexander Raymond | M | Rep | 2006-12-18 | 2007-04-11 | |
| 43 | Harris, Jonathan Howe | M | Rep | 2006-09-20 | 2006-12-27 | |
| RO | 2006-12-27 | 2012-09-06 | ||||
| 44 | Ho, Jason Ka Keung 何家強 | M | RO | 2008-06-13 | ||
| 45 | Ho, Manfred Chu 何柱 | Rep | 2006-11-27 | 2007-11-16 | ||
| 46 | Ho, Sai Man (SFC:AFE069) 何世文 | Rep | 2006-04-03 | 2011-11-18 | ||
| 47 | Ho, Te-Ming 何德明 | Rep | 2003-08-25 | |||
| 48 | Ho, Wai Wa 何偉華 | Rep | 2004-11-29 | |||
| 49 | Hoang, Wei Jyun 黃煒鈞 | Rep | 2003-10-23 | |||
| 50 | Hu, Wei (SFC:AGM533) 胡蔚 | Rep | 2003-08-18 | |||
| 51 | Huang, Jiaying 黃佳瑩 | 28 | F | Rep | 2004-09-02 | 2007-04-15 |
| 52 | Hung, King Wan 孔景雲 | Rep | 2004-12-11 | |||
| 53 | Ip, Florence Hiu Man 葉曉雯 | F | Rep | 2006-04-27 | 2010-08-14 | |
| 54 | Jackson, Katie Mary | F | Rep | 2004-07-28 | 2009-03-24 | |
| 55 | Jiang, Howard Qi Hang 江啟航 | M | Rep | 2000-07-02 | 2004-12-11 | |
| 56 | Johnson, Craig Francis | M | Rep | 2003-10-07 | 2006-06-02 | |
| 57 | Jones, Alun Richard James | M | Rep | 2006-09-18 | 2007-03-22 | |
| 58 | Keung, Man Sang 姜民生 | Rep | 2011-11-18 | |||
| 59 | Kim, Bum Soo | Rep | 2004-09-14 | 2006-04-15 | ||
| 60 | Kong, Hon Ming 江漢明 | Rep | 2012-11-29 | |||
| 61 | Kuang, Michelle Xia 匡霞 | F | Rep | 2005-09-08 | 2006-08-31 | |
| Rep | 2006-09-07 | 2012-07-31 | ||||
| 62 | Kung, Jeffrey Ting Pong 龔定邦 | M | Rep | 2003-09-03 | 2004-06-15 | |
| 63 | Kurz, Peter Michael | M | Rep | 2004-11-22 | 2005-03-16 | |
| 64 | Kwan, Sze Man 關思敏 | Rep | 2006-06-21 | 2010-09-23 | ||
| 65 | Kwok, Isabella Ngan Ting 郭雁婷 | F | Rep | 2004-08-06 | ||
| Rep | 2005-01-24 | 2008-05-09 | ||||
| 66 | Lai, Dick Wai (SFC:AEJ001) 黎廸韋 | M | Rep | 2003-11-12 | ||
| 67 | Lai, Tuck Weng | Rep | 2004-12-11 | |||
| 68 | Lai, Victor C | M | Rep | 2004-11-13 | 2005-06-12 | |
| 69 | Lai, Voon San 賴汶山 | Rep | 2004-09-03 | |||
| 70 | Lam, Chiu Leung 林朝亮 | Rep | 2003-04-14 | |||
| 71 | Lam, Nancy Man Wai 林文慧 | F | Rep | 2006-06-26 | 2010-06-29 | |
| 72 | Lam, Wing Sze (SFC:AGG952) 藍詠詩 | Rep | 2006-06-21 | 2006-09-05 | ||
| 73 | Lam, Yuk Hing 林玉卿 | Rep | 2004-06-14 | 2007-06-04 | ||
| 74 | Lau, Joseph Tat Kit 劉達傑 | M | Rep | 2004-11-16 | ||
| 75 | Lau, Kenny Ka Ming 劉家明 | M | Rep | 2004-12-11 | ||
| 76 | Law, Kin Fat 羅建發 | 39 | M | Rep | 2005-01-10 | 2006-08-01 |
| 77 | Law, Man Leung (SFC:ADW998) 羅民亮 | Rep | 2004-12-11 | |||
| 78 | Law, Margaret Chi Yee 羅紫宜 | F | Rep | 2006-02-27 | 2010-04-02 | |
| 79 | Lawrence, Andrew Charles | M | Rep | 2005-08-01 | 2009-05-14 | |
| 80 | Lee, Adelina Nga Lam 李雅琳 | Rep | 2004-12-11 | |||
| 81 | Lee, Chun Ming (SFC:AME417) 李振銘 | Rep | 2005-06-24 | 2007-06-18 | ||
| 82 | Lee, Ming Yan (SFC:AAB781) 李明仁 | Rep | 2004-12-11 | |||
| 83 | Lee, Winner Sze Yui 李詩蕊 | Rep | 2017-05-04 | |||
| 84 | Lee, Yuk Mei (SFC:AFE819) 李玉薇 | Rep | 2005-09-20 | |||
| 85 | Leung, Hugo Pak Hon 梁柏瀚 | 39 | M | RO | ||
| 86 | Leung, Kwok Kee (SFC:ACH434) 梁國基 | Rep | 2004-12-11 | |||
| 87 | Leung, Wing Yan (SFC:AFT866) 梁詠欣 | Rep | 2003-04-02 | |||
| 88 | Li, Ming Kwok 李銘國 | Rep | 2007-07-19 | |||
| 89 | Li, Siu Kim (SFC:AFW899) 李紹劍 | Rep | 2003-05-31 | |||
| 90 | Li, Xiang (SFC:ANP011) 李响 | Rep | 2006-06-26 | 2007-03-19 | ||
| 91 | Liu, Dongjuan 劉冬娟 | Rep | 2004-12-08 | 2005-01-12 | ||
| 92 | Lo, Chiu Wai (SFC:AFT576) 羅昭維 | Rep | 2004-03-23 | 2004-12-11 | ||
| 93 | Lo, Ming Hung 盧銘雄 | Rep | 2007-03-19 | |||
| 94 | Lo, Robert Wai Yip 羅偉業 | M | Rep | 2004-04-30 | ||
| 95 | Lo, Siu Fai 盧少輝 | Rep | 2006-03-17 | |||
| 96 | Lo, Thebes Lai Kwan 羅麗群 | Rep | 2006-07-21 | 2007-10-01 | ||
| 97 | Lok, Helen Hoi Yan 樂海恩 | F | Rep | 2004-12-11 | ||
| 98 | Loo, Yin Wah 盧燕華 | Rep | 2004-12-11 | |||
| 99 | Lu, Shanshan 陸珊珊 | Rep | 2006-03-06 | 2007-06-08 | ||
| 100 | Lui, Wai Ming (SFC:AEX466) 呂偉明 | Rep | 2004-08-09 | 2015-09-30 | ||
| 101 | Luk, Man To 陸文滔 | Rep | 2004-02-04 | 2006-03-27 | ||
| 102 | Luk, Pik Shan 陸碧珊 | Rep | 2004-12-20 | 2014-03-28 | ||
| 103 | Ma, Lei (SFC:AGM532) 馬磊 | Rep | 2006-08-25 | |||
| 104 | Man, Henry (SFC:AMS055) 文子威 | M | Rep | 2005-11-09 | 2013-04-15 | |
| 105 | Meng, Yuan (SFC:AIH602) 孟原 | Rep | 2011-05-01 | |||
| 106 | Ng, Frances Kam Fung 吳錦鳳 | F | Rep | 2003-06-26 | ||
| 107 | Ng, Graham Chi To 伍志濤 | 51 | M | Rep | 2004-01-05 | |
| 108 | Ng, Suet Li 吳雪莉 | Rep | 2003-12-15 | 2004-12-11 | ||
| 109 | Ng, Sze Ho 吳思浩 | Rep | 2005-04-21 | 2016-04-29 | ||
| 110 | Ngai, Henry Chun Kit 倪俊傑 | M | Rep | 2003-08-07 | ||
| 111 | Ngan, Wai Hung 顏偉洪 | RO | 2006-07-01 | |||
| 112 | Obando, Marta Joann | Rep | 2005-09-08 | 2006-06-29 | ||
| 113 | Oh, John Sehyun | M | Rep | 2003-12-23 | 2007-11-15 | |
| 114 | Ong, Samantha Nichola Su-Mei 王淑梅 | F | Rep | 2004-12-20 | 2005-05-20 | |
| 115 | Pablo, Gerardo Gonzalez 巴布羅 | M | Rep | 2006-07-17 | 2010-05-01 | |
| 116 | Perrot, Benoit Francis Louis | M | Rep | 2005-07-19 | 2009-02-28 | |
| 117 | Qin, Hongyu 秦紅雨 | Rep | 2007-11-30 | |||
| 118 | Que, Man Hoi 郭文凱 | Rep | 2005-10-31 | |||
| 119 | Remington, Miles Christian | M | Rep | 2004-12-03 | ||
| RO | 2004-12-03 | 2012-08-31 | ||||
| 120 | Ren, Hui (SFC:AOC886) 任蕙 | Rep | 2006-10-31 | 2006-12-20 | ||
| 121 | Rousseau, Pierre Charles Gislain | 44 | M | Rep | 2005-08-22 | 2006-09-19 |
| RO | 2006-09-19 | 2018-06-30 | ||||
| 122 | Sanft, Erwin Ralph (SFC:AED179) 歐文 | M | Rep | 2004-07-02 | 2006-08-03 | |
| RO | 2006-08-03 | 2007-05-02 | ||||
| 123 | Shum, Patrick Wai Bill 岑維標 | M | Rep | 2004-08-23 | 2005-07-19 | |
| 124 | Sim, Jeannette Ann Siok Hwee 沈淑慧 | F | Rep | 2005-03-30 | ||
| 125 | Singh, Manmohan (SFC:AFV085) | M | Rep | 2006-07-17 | ||
| RO | 2006-07-17 | 2007-05-02 | ||||
| 126 | Siu, Chi Ming (SFC:AAC732) 蕭志明 | Rep | 2004-12-11 | |||
| 127 | Spellman, Roger Leigh | M | Rep | 2003-07-24 | ||
| Rep | 2003-09-22 | 2003-12-22 | ||||
| 128 | Sripunporn, Roger Ardisorn 潘小山 | M | Rep | 2003-09-18 | ||
| 129 | Su, Ku-Hsiang 蘇穀祥 | Rep | 2005-03-22 | |||
| 130 | Suchar, Camille Agathe Suzanne | F | Rep | 2003-09-22 | 2004-03-22 | |
| 131 | Suen, David Toi Wai 孫台維 | M | Rep | 2004-12-20 | 2006-04-28 | |
| 132 | Sullivan, Andrew Michael (SFC:AEV843) | M | Rep | 2004-07-06 | ||
| 133 | Sun, Timothy 孫德懋 | M | Rep | 2003-10-15 | ||
| 134 | Sy, Ho Yung 施灝湧 | Rep | 2004-12-11 | |||
| 135 | Tam, Owen (SFC:AAF773) 譚浩榮 | 50 | M | Rep | 2004-12-11 | |
| 136 | Tan, Gee Meng | Rep | 2006-06-05 | 2010-08-31 | ||
| 137 | Tang, Chi Kit (SFC:ALC474) 鄧智傑 | Rep | 2005-07-15 | 2006-06-30 | ||
| 138 | Tang, Edwin Chi Wai 鄧志偉 | Rep | 2004-03-19 | |||
| 139 | Tang, Eric Kiu Fung 鄧翹鋒 | M | Rep | 2006-06-10 | ||
| 140 | Tang, Peter Jee Ho 鄧志豪 | M | Rep | 2004-04-15 | 2005-07-09 | |
| 141 | Tham, Mun Hon 譚文漢 | Rep | 2005-08-23 | |||
| 142 | Thorburn, Mark Alexander | M | Rep | 2005-08-22 | 2006-03-08 | |
| RO | 2006-03-08 | 2008-07-15 | ||||
| 143 | Tjia, Christina Yee Mei 謝綺薇 | F | Rep | 2004-12-11 | ||
| 144 | Tong, Thomas Chuck Yee 湯卓如 | M | Rep | 2004-11-17 | ||
| 145 | Trinh, Nicholas Hung 鄭雄評 | M | Rep | 2005-04-07 | 2013-05-24 | |
| 146 | Tsang, Michelle Yee Har 曾綺霞 | F | Rep | 2003-08-04 | 2009-03-26 | |
| 147 | Tse, Stanley Kar Lap 謝家立 | M | Rep | 2005-10-14 | ||
| 148 | Waite Iii, Norman | M | Rep | 2005-11-09 | 2006-11-02 | |
| 149 | Wang, Guohua (SFC:ADC233) 王國華 | Rep | 2004-03-02 | 2004-03-16 | ||
| 150 | Wang, Jinglin (SFC:AGC942) 王靜凜 | Rep | 2004-03-08 | |||
| 151 | Wang, Li-Ting 王俐婷 | Rep | 2006-06-26 | 2010-06-26 | ||
| 152 | Waters, Roderick Mark | M | Rep | 2008-02-19 | ||
| 153 | Way, Bradley J | M | Rep | 2006-11-13 | 2008-03-29 | |
| 154 | Wigley, Sally Elizabeth | F | Rep | 2004-10-21 | 2007-02-13 | |
| 155 | Wong, Billy Chun Wah 黃振華 | Rep | 2004-02-25 | 2007-08-11 | ||
| 156 | Wong, Bonnie Cho Kei 黃楚基 | 39 | M | Rep | 2003-11-12 | 2006-09-28 |
| 157 | Wong, Christopher Sze Tung 王世楝 | M | Rep | 2004-12-20 | 2012-10-18 | |
| 158 | Wong, Esther Ka Wai 黃嘉慧 | F | Rep | 2004-12-23 | 2007-11-13 | |
| 159 | Wong, Gordon Wai Keung 黃偉強 | 49 | M | Rep | 2007-01-19 | 2009-02-03 |
| 160 | Wong, Jimmy Kin Bong 黃建邦 | M | Rep | 2007-06-04 | ||
| 161 | Wong, Kwok Keung (SFC:ACC472) 汪國強 | Rep | 2011-05-27 | |||
| 162 | Wong, Kwong Man (SFC:AHW146) 黃鄺文 | Rep | 2003-08-21 | |||
| Rep | 2006-05-15 | |||||
| 163 | Wong, Owen 黃浩雲 | M | Rep | 2004-10-15 | ||
| 164 | Wong, Sai Wo 王世和 | Rep | 2003-10-28 | |||
| RO | 2003-10-28 | 2004-12-11 | ||||
| 165 | Wong, Thomas Lan Yuen 王蘭源 | M | Rep | 2004-12-11 | ||
| 166 | Wong, Tin Lam (SFC:AKI638) 黃天嵐 | Rep | 2006-08-18 | 2008-06-28 | ||
| 167 | Wong, Wa (SFC:AOA104) 王華 | Rep | 2006-09-26 | 2009-04-01 | ||
| 168 | Wong, Wah Lam 黃華林 | Rep | 2007-04-20 | |||
| 169 | Woo, Herman Hon Man 胡瀚文 | M | Rep | 2005-09-27 | 2007-03-26 | |
| 170 | Wu, Yun (SFC:AML242) 吳雲 | 27 | M | Rep | 2005-09-08 | 2006-09-13 |
| 171 | Yang, Xiaoqing (SFC:AKN223) 楊晓青 | Rep | 2004-04-30 | 2004-11-16 | ||
| 172 | Yao, Joseph Teh Ming 姚德明 | M | Rep | 2004-12-11 | ||
| 173 | Yeung, Hilda Yiu Hung 楊曉虹 | F | Rep | 2004-11-16 | ||
| 174 | Ying, Chung-Chieh 應宗傑 | M | Rep | 2005-01-01 | ||
| 175 | Yip, David Chung Wai 葉頌偉 | 43 | M | Rep | 2004-02-10 | 2004-12-11 |
| 176 | Yu, Rudolf Man Chiu 余孟釗 | 33 | M | Rep | 2004-12-20 | 2008-03-31 |
| 177 | Yu, Xiaomei 于晓梅 | Rep | 2005-04-14 | 2006-08-24 | ||
| 178 | Yuen, Darius Lai Yan 阮勵欣 | 37 | M | Rep | 2004-12-23 | 2008-05-29 |
| 179 | Yung, Ronald Lynn 翁齡 | M | Rep | 2004-03-09 | 2004-10-28 | |
| 180 | Yung, Sai Kuen 翁世權 | Rep | 2006-05-25 | 2010-03-30 | ||
| 181 | Zhou, Xin (SFC:ALZ834) 周欣 | Rep | 2005-05-23 | 2007-04-04 | ||
| 182 | Zuo, Jie (SFC:AKP468) 左杰 | Rep | 2005-08-23 | 2006-11-09 |
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