Wellington Management Hong Kong Limited (b2003-01-02) 威靈頓管理香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2018 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Abrams, Kenneth Lee | M | Rep | 2015-11-09 | 2015-11-13 | |
| 2 | Argyle, Charles Sean | M | RO | 2008-03-05 | 2013-05-31 | |
| 3 | Babson, Abigail Olken | F | Rep | 2015-10-22 | 2015-10-23 | |
| Rep | 2018-05-14 | 2018-05-18 | ||||
| 4 | Baker, Samuel Cranage | M | Rep | 2009-01-05 | 2009-05-28 | |
| 5 | Baldini, Edward Bolles | 56 | M | Rep | 2017-03-30 | 2017-03-31 |
| Rep | 2018-03-26 | |||||
| 6 | Baxter, Thomas Wilbur | M | RO | 2012-03-20 | 2018-12-31 | |
| 7 | Bhagwat, Niraj Dilip | Rep | 2016-04-19 | 2016-04-22 | ||
| Rep | 2018-05-29 | 2018-05-30 | ||||
| 8 | Booth, William Nichols | M | Rep | 2008-10-21 | 2011-12-31 | |
| 9 | Boselli, John A | M | Rep | 2017-11-03 | 2023-10-06 | |
| 10 | Brooks, Philip Andrew | M | Rep | 2011-01-20 | ||
| 11 | Carmen, Michael Tyler | M | Rep | 2017-01-16 | 2017-01-24 | |
| Rep | 2017-11-13 | 2022-05-17 | ||||
| 12 | Chai, Pamela Pui Pui 蔡蓓蓓 | F | Rep | 2007-06-12 | 2017-03-03 | |
| 13 | Chan, Caroline Wing Han 陳咏嫻 | F | Rep | 2015-09-01 | 2017-12-15 | |
| 14 | Chan, Chun Kit (SFC:AFY913) 陳俊傑 | Rep | 2005-07-15 | 2011-08-13 | ||
| 15 | Chan, Gigi Kai Zi 陳暟滋 | Rep | 2015-04-10 | 2017-09-12 | ||
| 16 | Chan, Yuk King (SFC:ACQ204) 陳玉琼 | Rep | 2008-07-07 | 2016-06-15 | ||
| 17 | Chang, Andrew Inhyuk | M | Rep | 2012-10-12 | 2014-06-24 | |
| 18 | Chang, Jae Won | Rep | 2014-05-07 | 2018-03-02 | ||
| RO | 2018-03-02 | |||||
| 19 | Chau, Alexandre Gia-Hon 周加豐 | M | Rep | 2017-09-15 | 2022-09-30 | |
| 20 | Chau, Gigi Yun Gi 周潤芝 | Rep | 2008-10-23 | 2009-05-21 | ||
| 21 | Chen, Jay | Rep | 2011-07-05 | 2013-08-01 | ||
| 22 | Chu, Victor Wai Tak 褚偉德 | M | Rep | 2014-01-06 | 2016-07-30 | |
| 23 | Chung, Dong Woo 鄭東祐 | Rep | 2012-05-08 | 2016-12-01 | ||
| 24 | Clark, William Robert Hywel | M | RO | 2003-09-18 | 2013-06-30 | |
| 25 | Clougherty, Carolyn Anne | F | Rep | 2016-08-01 | 2019-09-30 | |
| 26 | Coakley, Paul Jeremiah | M | Rep | 2004-12-24 | 2006-12-31 | |
| 27 | Creighton, Antony John | M | Rep | 2005-11-03 | 2006-04-26 | |
| RO | 2006-04-26 | 2013-12-06 | ||||
| 28 | Cromwell, Wendy Miller | F | Rep | 2018-04-04 | 2018-04-07 | |
| 29 | Cui, Junxiang 崔俊翔 | Rep | 2015-10-08 | |||
| 30 | Cushing, David Charles (1962-02) | 56 | M | RO | 2013-05-15 | 2016-10-31 |
| 31 | Deresiewicz, Robert Leslie | M | Rep | 2018-01-29 | 2018-01-30 | |
| 32 | Dinh, Nhu Thi Thuy | Rep | 2018-01-16 | 2019-05-17 | ||
| 33 | Duckworth, Cheryl Mcdaniel | F | RO | 2014-01-20 | 2018-06-30 | |
| 34 | Dunne, Daire Timothy | M | Rep | 2014-07-16 | ||
| 35 | Dvorak, Marketa | Rep | 2017-01-10 | |||
| 36 | Elliott, David Jonathan | M | Rep | 2016-11-10 | 2016-11-16 | |
| Rep | 2017-11-17 | 2019-10-15 | ||||
| 37 | Enderlein, Carl Dirk | 45 | M | Rep | 2016-11-21 | 2016-11-25 |
| Rep | 2018-01-17 | 2018-01-19 | ||||
| 38 | Fan, Fei Fei Philip 范飛飛 | M | Rep | 2015-11-02 | 2015-11-05 | |
| 39 | Fan, Liang (SFC:BCC317) 樊亮 | Rep | 2016-09-29 | 2018-04-19 | ||
| 40 | Fuhrman, Robert Neil | M | Rep | 2015-09-04 | 2015-09-07 | |
| 41 | Fung, Ka Man (SFC:BMT317) 馮家敏 | Rep | 2018-04-17 | 2023-02-14 | ||
| 42 | Gallo, Ann Catherine | F | Rep | 2014-08-25 | 2014-08-29 | |
| 43 | Geary, Scott Cameron | M | RO | 2017-09-22 | 2023-07-01 | |
| 44 | Glazer, Bruce Lawrence | M | Rep | 2018-03-22 | 2018-03-23 | |
| 45 | Goodstadt, Patricia Ann 顧文瑜 | F | Rep | 2010-07-13 | ||
| 46 | Goulding, Harriet Katherine | F | Rep | 2016-02-15 | 2016-02-17 | |
| 47 | Green, Nicholas Peter | M | Rep | 2011-11-07 | 2017-06-30 | |
| 48 | Guck, Brian Hall | M | Rep | 2006-08-31 | 2011-12-31 | |
| 49 | Han, Hye Won 韓惠媛 | Rep | 2015-09-25 | 2021-12-31 | ||
| 50 | Hannigan, William Joseph | 56 | M | Rep | 2014-03-24 | 2016-12-31 |
| 51 | Helfer, Ray Eugene Jr | M | RO | 2010-07-14 | 2017-11-10 | |
| Rep | 2017-11-10 | 2019-10-15 | ||||
| 52 | Henry, Simon Charles (SFC:BDN112) | M | Rep | 2014-07-16 | ||
| 53 | Hoffman, Richard Kirk | M | Rep | 2014-04-07 | 2014-04-15 | |
| 54 | Horowitz, Jason Aaron | M | Rep | 2016-04-07 | 2016-04-08 | |
| 55 | Hwang, Jennifer Nicole 黃悅真 | F | Rep | 2014-04-30 | 2016-04-22 | |
| 56 | Hynes, Jean Marie | 49 | F | Rep | 2016-02-15 | 2016-02-17 |
| Rep | 2017-09-18 | 2017-09-19 | ||||
| Rep | 2018-07-16 | |||||
| 57 | Iwai, Katsuhiro | M | Rep | 2015-11-02 | 2015-11-05 | |
| 58 | Jhun, Jong Un | Rep | 2018-01-24 | 2023-05-19 | ||
| 59 | Jia, Chelsea Yue | Rep | 2014-04-24 | 2014-09-25 | ||
| 60 | Kalbreier, Malte Manuel | M | Rep | 2016-10-31 | 2016-11-02 | |
| Rep | 2018-01-17 | 2018-01-19 | ||||
| 61 | Kang, Hee Joo 姜熹住 | Rep | 2011-04-04 | 2011-11-11 | ||
| 62 | Kapadia, Sunil Vijay | M | Rep | 2014-07-16 | 2021-09-03 | |
| 63 | Killian, Anita | F | Rep | 2008-08-13 | 2022-09-16 | |
| 64 | Kim, Dennis Hong | M | Rep | 2015-12-02 | 2015-12-04 | |
| Rep | 2017-05-08 | 2017-05-11 | ||||
| Rep | 2017-11-13 | 2023-09-01 | ||||
| 65 | Kim, Hye Na 金慧娜 | Rep | 2015-08-24 | 2017-07-26 | ||
| 66 | Kim, Pau Lam | Rep | 2013-10-03 | 2015-05-29 | ||
| 67 | Kirk, Christopher George | M | Rep | 2016-10-24 | 2016-10-28 | |
| 68 | Kong, Jessica Pik Suen 江璧璇 | F | Rep | 2013-12-02 | 2019-04-18 | |
| 69 | Kwan, Mei Mei 關美美 | Rep | 2011-08-26 | 2014-11-07 | ||
| 70 | Kwok, Ping (SFC:ADO003) 郭蘋 | Rep | 2008-01-18 | 2012-10-31 | ||
| RO | 2012-10-31 | |||||
| 71 | Lam, Carol Wan Yeung 林韻洋 | F | Rep | 2007-04-02 | 2013-07-24 | |
| 72 | Lee, Chin Choi 利展才 | Rep | 2005-06-16 | |||
| 73 | Lee, Kyung Jik | Rep | 2017-04-26 | 2020-12-31 | ||
| 74 | Lee, Steven Hyung Wk | M | Rep | 2010-01-28 | 2011-09-17 | |
| 75 | Lee, Yong Ha | Rep | 2011-12-19 | 2015-03-31 | ||
| 76 | Levy, Nathaniel Stephen | M | Rep | 2015-10-22 | 2015-10-23 | |
| Rep | 2018-05-14 | 2018-05-18 | ||||
| 77 | Lewis, Richard James (SFC:BGL296) | M | Rep | 2015-11-09 | 2017-06-30 | |
| 78 | Li Chan, Marian Sien Mun 李陳倩文 | F | Rep | 2005-01-12 | 2005-12-23 | |
| RO | 2005-12-23 | 2010-05-01 | ||||
| 79 | Liu, Wing Sze 廖穎思 | Rep | 2011-02-24 | 2014-08-15 | ||
| 80 | Liu, Zhaoying 劉兆熒 | Rep | 2010-12-20 | 2013-08-01 | ||
| 81 | Lockhart, William Robert Somervell | M | Rep | 2006-03-21 | 2009-12-11 | |
| 82 | Maguire, Daniel (SFC:BGJ237) | M | Rep | 2015-11-02 | 2015-11-05 | |
| 83 | Mak, Ada Lai Ling 麥麗玲 | F | RO | 2003-09-18 | 2007-10-12 | |
| 84 | Mandel, Mark David | 51 | M | Rep | 2018-02-27 | 2018-03-01 |
| 85 | Masdea, Michael Theodore | M | Rep | 2018-07-18 | 2018-07-20 | |
| 86 | Mason, Matthew James (SFC:ANZ767) | M | Rep | 2006-09-25 | 2009-05-21 | |
| 87 | Mattiko, Gregory Alan | M | Rep | 2015-11-02 | 2015-11-05 | |
| Rep | 2016-08-01 | 2022-08-05 | ||||
| 88 | McCarthy, Conor William | M | Rep | 2018-06-14 | 2018-06-15 | |
| Rep | 2018-07-30 | 2018-08-02 | ||||
| 89 | McElroy, Michael Patrick | M | Rep | 2016-11-10 | 2016-11-16 | |
| Rep | 2017-11-17 | 2019-10-15 | ||||
| 90 | Meunier, Bo Zhang | Rep | 2011-04-01 | 2011-10-12 | ||
| Rep | 2011-11-11 | 2014-11-28 | ||||
| RO | 2014-11-28 | 2024-04-09 | ||||
| 91 | Muir, Alexander Douglas Davidson | M | Rep | 2018-06-04 | 2023-12-31 | |
| 92 | Murphy, Kevin Francis | M | Rep | 2017-11-14 | 2017-11-21 | |
| 93 | Murray, Brian Robert | M | RO | 2013-05-15 | 2015-06-12 | |
| Rep | 2015-11-09 | 2019-10-15 | ||||
| 94 | Nambiar, Kuniyil Sasidharan | Rep | 2016-12-30 | 2021-11-19 | ||
| 95 | Neubert, Daniel McNeil | M | Rep | 2015-09-14 | ||
| 96 | O'Connell, Susan Gail | F | Rep | 2015-05-15 | 2015-05-21 | |
| 97 | Oh, Jun Young | Rep | 2011-04-26 | |||
| 98 | Orly, Christophe Yann Olivier | 54 | M | Rep | 2014-01-20 | 2014-04-18 |
| Rep | 2014-05-05 | 2016-12-05 | ||||
| 99 | Pang, Alwyn See Kit 彭思杰 | M | Rep | 2015-11-02 | 2021-06-11 | |
| 100 | Pannell, Saul Joseph | M | Rep | 2013-10-02 | 2015-05-08 | |
| 101 | Park, Hye Jin (SFC:BDD041) | Rep | 2014-04-28 | 2021-12-03 | ||
| 102 | Parker, Jawan Shamel | 42 | Rep | 2015-11-02 | 2015-11-05 | |
| 103 | Patodia, Yashvardhan Narayan | Rep | 2015-11-02 | 2015-11-05 | ||
| 104 | Perelmuter, Phillip H | 57 | M | Rep | 2016-01-25 | 2016-01-29 |
| Rep | 2017-09-11 | 2017-09-13 | ||||
| 105 | Perumal, Janet Anandhi | F | Rep | 2014-05-26 | 2020-08-04 | |
| 106 | Pool, Gregory Daniel | M | Rep | 2013-06-10 | 2016-05-20 | |
| 107 | Pouillart, Cedric Roger Armand Jean-Yves | M | RO | 2013-05-15 | ||
| 108 | Puritz, Adam Todd | M | RO | 2017-09-15 | 2020-12-31 | |
| 109 | Qian, Feng (SFC:ANH323) 錢峰 | Rep | 2006-04-20 | 2014-01-10 | ||
| RO | 2014-01-10 | 2017-12-31 | ||||
| 110 | Rice, Eric Marshall | M | Rep | 2016-10-25 | 2016-10-28 | |
| Rep | 2018-03-12 | 2018-03-16 | ||||
| 111 | Richter, Steven Anthony | M | Rep | 2008-08-13 | 2016-12-31 | |
| 112 | Sanwal, Vasundhara (SFC:BLJ461) | F | Rep | 2017-11-13 | 2024-04-12 | |
| 113 | Schneider, Oliver Marcell | M | Rep | 2017-10-09 | 2017-10-12 | |
| 114 | Sharp Paul, Andrew David | M | Rep | 2015-03-18 | 2022-06-29 | |
| 115 | St John, Scott Ivan | M | Rep | 2014-11-28 | 2014-12-05 | |
| 116 | Syn, Mark Li-Min | M | Rep | 2008-11-24 | 2018-07-31 | |
| 117 | Szabo, Jeno | Rep | 2018-03-26 | 2018-03-28 | ||
| 118 | To, Ngoc-Diep Diana 蘇玉葉 | Rep | 2004-03-19 | 2004-09-19 | ||
| Rep | 2004-12-30 | 2007-09-11 | ||||
| Rep | 2009-01-05 | 2010-07-29 | ||||
| 119 | Towfighi, Ali Reza | 52 | M | RO | 2010-02-26 | 2013-05-31 |
| Rep | 2013-05-31 | 2015-05-08 | ||||
| 120 | Tsang, Benjamin Lok Mun 曾樂敏 | M | Rep | 2009-05-20 | 2010-08-26 | |
| 121 | Ueki, Hideo | M | Rep | 2016-05-09 | 2019-10-15 | |
| 122 | Uzun, Ekaterina Alexeevna | Rep | 2015-09-04 | 2015-09-07 | ||
| 123 | Wang, Hua (SFC:AUX415) 王華 | Rep | 2010-05-06 | 2013-03-29 | ||
| 124 | Wang, Lisha 王丽莎 | Rep | 2012-03-09 | 2016-08-13 | ||
| 125 | Whiting, Lori Lynn | Rep | 2014-11-28 | 2014-12-05 | ||
| 126 | Wong, Chi Wai (SFC:ARH852) 王子瑋 | Rep | 2011-05-13 | 2021-03-31 | ||
| 127 | Wong, Mei Ling (SFC:BJS917) 黃美玲 | Rep | 2017-06-19 | |||
| 128 | Wong, Sally Yat Sze 黃逸詩 | F | Rep | 2009-04-14 | 2015-03-06 | |
| 129 | Xu, Xiao (SFC:ATL670) 徐霄 | Rep | 2009-07-29 | 2010-07-24 | ||
| 130 | Yang, Yan (SFC:AST106) 楊琰 | Rep | 2009-04-08 | |||
| 131 | Yau, Carmen Ka Mun 邱嘉敏 | F | Rep | 2004-08-19 | 2007-07-06 | |
| 132 | Yeong, Brian Zhiyong | M | Rep | 2016-11-07 | 2016-11-11 | |
| Rep | 2018-01-16 | |||||
| 133 | Yeung, Ka Lee 楊嘉莉 | Rep | 2014-10-13 | 2017-01-31 | ||
| 134 | Yim, Wai Nga 嚴維雅 | Rep | 2015-10-15 | 2018-06-29 | ||
| 135 | Yiu, Suet King 饒雪琼 | Rep | 2008-07-09 | 2011-06-01 | ||
| 136 | Younis, Adnan Mohammed | M | Rep | 2017-09-18 | 2019-10-07 | |
| 137 | Yu, Che Kaei 游智凱 | Rep | 2011-07-22 | 2014-01-15 | ||
| RO | 2014-01-15 | 2018-04-13 | ||||
| 138 | Yu, Hsueh-Yu 于學宇 | Rep | 2011-09-19 | 2015-02-26 | ||
| 139 | Yu, Jiayan 郁嘉言 | Rep | 2016-05-16 | |||
| 140 | Zhang, Hong (SFC:ASZ571) 張虹 | Rep | 2011-08-31 | 2014-07-15 | ||
| 141 | Zhu, Guanhua 朱冠华 | Rep | 2010-07-12 | 2015-01-23 |
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