Jung, Christopher Lam 曾俊文

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GOLDMAN SACHS (ASIA) L.L.C. Rep Advising on corporate finance 2004-06-01
GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep 2004-06-01
2 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Advising on futures contracts 2008-05-13 2008-09-24
BEAR STEARNS ASIA LIMITED RO 2008-09-24 2009-11-30
J.P. MORGAN BROKING (HONG KONG) LIMITED RO 2008-09-24 2011-01-10
3 GOLDMAN SACHS (ASIA) L.L.C. Rep Advising on securities 2004-06-01
GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep 2004-06-01
J.P. MORGAN BROKING (HONG KONG) LIMITED Rep 2008-05-13 2008-09-24
BEAR STEARNS ASIA LIMITED RO 2008-09-24 2009-11-30
J.P. MORGAN BROKING (HONG KONG) LIMITED RO 2008-09-24 2011-01-10
J.P. MORGAN SECURITIES (FAR EAST) LIMITED RO 2010-09-16 2011-01-10
Makto Capital Management Limited Rep 2017-05-23 2017-09-20
Makto Capital Management Limited RO 2017-09-20 2018-02-08
4 GOLDMAN SACHS (ASIA) L.L.C. Rep Asset management 2004-06-01
GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep 2004-06-01
Makto Capital Management Limited Rep 2017-05-23 2018-02-08
5 BNP PARIBAS SECURITIES (ASIA) LIMITED Rep Automated trading services 2014-06-04 2015-11-30
6 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2004-06-11 2008-03-04
J.P. MORGAN BROKING (HONG KONG) LIMITED Rep 2008-04-18 2008-09-24
BEAR STEARNS ASIA LIMITED RO 2008-09-24 2009-11-30
J.P. MORGAN BROKING (HONG KONG) LIMITED RO 2008-09-24 2011-01-10
NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep 2011-08-02 2012-06-20
NOMURA SECURITIES (HONG KONG) LIMITED Rep 2011-08-15 2012-06-20
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED Rep 2012-08-13 2013-12-23
BNP PARIBAS SECURITIES (ASIA) LIMITED Rep 2014-06-04 2016-11-25
Cowen and Company (Asia) Limited RO 2019-05-17 2023-11-30
OTCex Hong Kong Limited Rep 2023-12-01 2024-02-06
OTCex Hong Kong Limited RO 2024-02-06
7 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2008-03-04
GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep 2008-03-04
J.P. MORGAN BROKING (HONG KONG) LIMITED Rep 2008-04-18 2008-09-24
BEAR STEARNS ASIA LIMITED RO 2008-09-24 2009-11-30
J.P. MORGAN BROKING (HONG KONG) LIMITED RO 2008-09-24 2011-01-10
J.P. MORGAN SECURITIES (FAR EAST) LIMITED RO 2010-09-16 2011-01-10
NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep 2011-08-02 2012-06-20
NOMURA SECURITIES (HONG KONG) LIMITED Rep 2011-08-15 2012-06-20
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep 2012-08-13 2013-12-23
CICC US Securities (Hong Kong) Limited Rep 2012-11-28 2013-10-24
CICC US Securities (Hong Kong) Limited RO 2013-10-24 2013-12-23
BNP PARIBAS SECURITIES (ASIA) LIMITED Rep 2014-06-04 2016-11-25
Cowen and Company (Asia) Limited RO 2019-05-17 2023-11-30
OTCex Hong Kong Limited Rep 2023-12-01 2024-02-06
OTCex Hong Kong Limited RO 2024-02-06

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