Jung, Christopher Lam 曾俊文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | OTCex Hong Kong Limited | RO | Dealing in futures contracts | 2024-02-06 | |
| 2 | OTCex Hong Kong Limited | RO | Dealing in securities | 2024-02-06 | |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-06-01 | |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2004-06-01 | |
| 5 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2004-06-01 | |
| 6 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-06-01 | |
| 7 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Advising on securities | 2004-06-01 | |
| 8 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Asset management | 2004-06-01 | |
| 9 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2008-03-04 | |
| 10 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2008-03-04 | |
| 11 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-06-11 | 2008-03-04 |
| 12 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-04-18 | 2008-09-24 |
| 13 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-04-18 | 2008-09-24 |
| 14 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2008-05-13 | 2008-09-24 |
| 15 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2008-05-13 | 2008-09-24 |
| 16 | BEAR STEARNS ASIA LIMITED | RO | Advising on futures contracts | 2008-09-24 | 2009-11-30 |
| 17 | BEAR STEARNS ASIA LIMITED | RO | Advising on securities | 2008-09-24 | 2009-11-30 |
| 18 | BEAR STEARNS ASIA LIMITED | RO | Dealing in futures contracts | 2008-09-24 | 2009-11-30 |
| 19 | BEAR STEARNS ASIA LIMITED | RO | Dealing in securities | 2008-09-24 | 2009-11-30 |
| 20 | J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | Advising on futures contracts | 2008-09-24 | 2011-01-10 |
| 21 | J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | Advising on securities | 2008-09-24 | 2011-01-10 |
| 22 | J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2008-09-24 | 2011-01-10 |
| 23 | J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | Dealing in securities | 2008-09-24 | 2011-01-10 |
| 24 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | Advising on securities | 2010-09-16 | 2011-01-10 |
| 25 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | Dealing in securities | 2010-09-16 | 2011-01-10 |
| 26 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-08-02 | 2012-06-20 |
| 27 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-08-02 | 2012-06-20 |
| 28 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-08-15 | 2012-06-20 |
| 29 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-08-15 | 2012-06-20 |
| 30 | CICC US Securities (Hong Kong) Limited | Rep | Dealing in securities | 2012-11-28 | 2013-10-24 |
| 31 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-08-13 | 2013-12-23 |
| 32 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2012-08-13 | 2013-12-23 |
| 33 | CICC US Securities (Hong Kong) Limited | RO | Dealing in securities | 2013-10-24 | 2013-12-23 |
| 34 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2014-06-04 | 2015-11-30 |
| 35 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-06-04 | 2016-11-25 |
| 36 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-06-04 | 2016-11-25 |
| 37 | Makto Capital Management Limited | Rep | Advising on securities | 2017-05-23 | 2017-09-20 |
| 38 | Makto Capital Management Limited | Rep | Asset management | 2017-05-23 | 2018-02-08 |
| 39 | Makto Capital Management Limited | RO | Advising on securities | 2017-09-20 | 2018-02-08 |
| 40 | Cowen and Company (Asia) Limited | RO | Dealing in futures contracts | 2019-05-17 | 2023-11-30 |
| 41 | Cowen and Company (Asia) Limited | RO | Dealing in securities | 2019-05-17 | 2023-11-30 |
| 42 | OTCex Hong Kong Limited | Rep | Dealing in futures contracts | 2023-12-01 | 2024-02-06 |
| 43 | OTCex Hong Kong Limited | Rep | Dealing in securities | 2023-12-01 | 2024-02-06 |
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