Jung, Christopher Lam 曾俊文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2004-06-01 | |
2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-06-01 | |
3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2008-05-13 | 2008-09-24 |
4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2004-06-01 | |
5 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Advising on securities | 2004-06-01 | |
6 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2008-05-13 | 2008-09-24 |
7 | Makto Capital Management Limited | Rep | Advising on securities | 2017-05-23 | 2017-09-20 |
8 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2004-06-01 | |
9 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Asset management | 2004-06-01 | |
10 | Makto Capital Management Limited | Rep | Asset management | 2017-05-23 | 2018-02-08 |
11 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2014-06-04 | 2015-11-30 |
12 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2004-06-11 | 2008-03-04 |
13 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-04-18 | 2008-09-24 |
14 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-08-02 | 2012-06-20 |
15 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-08-15 | 2012-06-20 |
16 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-08-13 | 2013-12-23 |
17 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-06-04 | 2016-11-25 |
18 | OTCex Hong Kong Limited | Rep | Dealing in futures contracts | 2023-12-01 | 2024-02-06 |
19 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2008-03-04 | |
20 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2008-03-04 | |
21 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-04-18 | 2008-09-24 |
22 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-08-02 | 2012-06-20 |
23 | NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-08-15 | 2012-06-20 |
24 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2012-08-13 | 2013-12-23 |
25 | CICC US Securities (Hong Kong) Limited | Rep | Dealing in securities | 2012-11-28 | 2013-10-24 |
26 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2014-06-04 | 2016-11-25 |
27 | OTCex Hong Kong Limited | Rep | Dealing in securities | 2023-12-01 | 2024-02-06 |
28 | BEAR STEARNS ASIA LIMITED | RO | Advising on futures contracts | 2008-09-24 | 2009-11-30 |
29 | J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | Advising on futures contracts | 2008-09-24 | 2011-01-10 |
30 | BEAR STEARNS ASIA LIMITED | RO | Advising on securities | 2008-09-24 | 2009-11-30 |
31 | J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | Advising on securities | 2008-09-24 | 2011-01-10 |
32 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | Advising on securities | 2010-09-16 | 2011-01-10 |
33 | Makto Capital Management Limited | RO | Advising on securities | 2017-09-20 | 2018-02-08 |
34 | BEAR STEARNS ASIA LIMITED | RO | Dealing in futures contracts | 2008-09-24 | 2009-11-30 |
35 | J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2008-09-24 | 2011-01-10 |
36 | Cowen and Company (Asia) Limited | RO | Dealing in futures contracts | 2019-05-17 | 2023-11-30 |
37 | OTCex Hong Kong Limited | RO | Dealing in futures contracts | 2024-02-06 | |
38 | BEAR STEARNS ASIA LIMITED | RO | Dealing in securities | 2008-09-24 | 2009-11-30 |
39 | J.P. MORGAN BROKING (HONG KONG) LIMITED | RO | Dealing in securities | 2008-09-24 | 2011-01-10 |
40 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | Dealing in securities | 2010-09-16 | 2011-01-10 |
41 | CICC US Securities (Hong Kong) Limited | RO | Dealing in securities | 2013-10-24 | 2013-12-23 |
42 | Cowen and Company (Asia) Limited | RO | Dealing in securities | 2019-05-17 | 2023-11-30 |
43 | OTCex Hong Kong Limited | RO | Dealing in securities | 2024-02-06 |
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