Merrill Lynch (Asia Pacific) Limited

Lorraine Leung Chung Lan v Mercer (HK) Ltd
HK Court of Appeal, 21-Sep-2018
Lorraine Leung Chung Lan v Mercer (HK) Ltd
HK Court of First Instance, 10-May-2017
SFC fines Merrill Lynch firms HK$15m over internal control failures
SFC, 24-Mar-2017
SFC censures BAML units for breaches of Takeovers Code
SFC, 29-Jun-2016
Jessie Yung Mei Chun v Merrill Lynch (Asia Pacific) Ltd
HK Court of Appeal, 19-May-2016
"the Plaintiff repeatedly heaped one unmeritorious application upon another and in the process occasioned substantial waste of judicial resources which could have been more meaningfully utilised on other cases".
Jessie Yung Mei Chun v Merrill Lynch (Asia Pacific) Ltd
HK Court of Appeal, 14-Mar-2016
"In view of the propensity of the Plaintiff in abusing the process of the court, we also direct that she may not lodge further representations to this court without leave and any representations from her without leave would be returned to her without being read."
Jessie Yung Mei Chun v Merrill Lynch (Asia Pacific) Ltd
HK District Court, 18-Jan-2016
"Since the plaintiff had failed to turn up twice on a similar application with no credible explanation or with supporting documents like medical certificates to explain her absence, in my judgment, this clearly amounts to an abuse of process and wasting of the precious resources of the court."
Jessie Yung Mei Chun v Merrill Lynch (Asia Pacific) Ltd
HK Court of Appeal, 20-Nov-2015
No, you can't appeal to the same court against its decision not to grant leave to appeal. Otherwise you end up in an infinite loop.
Jessie Yung Mei Chun v Merrill Lynch (Asia Pacific) Ltd
HK Court of Appeal, 23-Sep-2015
Jessie Yung Mei Chun v Merrill Lynch (Asia Pacific) Ltd
HK Court of Appeal, 25-Aug-2015
Jessie Yung Mei Chun v Merrill Lynch (Asia Pacific) Ltd
HK District Court, 24-Jun-2015
Lorraine Leung Chung Lan v Merrill Lynch (Asia Pacific) Ltd
HK District Court, 13-Feb-2015
Jessie Yung Mei Chun v Merrill Lynch (Asia Pacific) Ltd
HK District Court, 11-Feb-2015
Ms Yung's application for discovery of a report by the Office of the General Counsel of Merrill Lynch is refused on the grounds of legal professional privilege.
Jessie Yung Mei Chun v Privacy Commissioner
HK Administrative Appeals Board, 20-Nov-2013
Jessie Yung Mei Chun fails in her appeal against the PCPD's decision not to pursue a complaint about the use of various addresses by Mr Chan Sing Chuen in an attempt to enforce a judgment against her.
Jessie Yung Mei Chun v Privacy Commissioner
HK Administrative Appeals Board, 5-Sep-2013
This is possibly a record in which 3 appeals by the same person were to be heard in one go, although one was immediately dropped.
Jessie Yung Mei Chun v Privacy Commissioner
HK Administrative Appeals Board, 4-Jun-2013
SFC bans Joyce Hsu Ming Mei, ex-Merrill Lynch, forever
SFC, 5-Feb-2013
HKSAR v Joyce Hsu Ming Mei
HK Court of Appeal, 16-Nov-2012
SFC fines Merrill Lynch HK$3.5m for regulatory breaches - its 3rd fine in 3 years
SFC, 22-Aug-2012
Jessie Yung Mei Chun v Privacy Commissioner
HK Administrative Appeals Board, 9-May-2012
Presiding chairman Yung Yiu Wing rules that the PCPD cannot investigate itself, and the latest appeals of Jessie Yung Mei Chun are dismissed.
Jessie Yung Mei Chun v Merrill Lynch (Asia Pacific) Ltd
HK Court of First Instance, 11-Jan-2012
Referal to MMT of Kwok Ho, Andy Chan Chi Po and George Stairs
Market Misconduct Tribunal, 28-Sep-2011
In the case related to the shares of Chaoda (0682), the MMT finally gets around to publishing a referral that it was sent on 25-Jul-2011. We call on the Financial Secretary and the MMT to publish such documents when filed in future.
Jessie Yung Mei Chun v Privacy Commissioner
HK Administrative Appeals Board, 24-Aug-2011
Andrew Mak Yip Shing, for the AAB, rejects the appeal. Jessie Yung Mei Chun had applied for correction of alleged personal data in a termination letter and in a filing by Merrill Lynch with the SFC. The AAB rules that the employer's assessment of an employee is the employer's data, not the employee's personal data, and that in any event, the PCPD and AAB should not get involved in such matters which are covered by other legislation.
SFC fines Merrill Lynch HK$3m for internal control failings
SFC, 12-May-2011
HKSAR v Hsu Ming Mei: reasons for sentence
HK District Court, 16-Feb-2011
Jessie Yung Mei Chun v Privacy Commissioner
HK Administrative Appeals Board, 12-Jan-2011
In a majority AAB decision, Andrew Mak Yip Shing upholds Merrill Lynch's claim to legal professional privilege over a report relating to former employee Jessie Yung Mei Chun by its Office of General Counsel, and that it therefore does not have to be provided in response to her data access request. Simon Lam Ken Chung, in the minority, opines that the report does not seem to provide any legal advice or assistance and is therefore not protected just because it was written by a lawyer.
SFC bans Jugurtha Harchaoui forever
SFC, 9-Sep-2010
SFC fines Merrill Lynch entities HK$3.5m for systems and controls failings
SFC, 31-May-2010
Jessie Yung Mei Chun v Privacy Commissioner
HK Administrative Appeals Board, 25-Aug-2009
SFC reprimands Albert Wee Teow Heng & Jason Chiu Sin Ming of Quest Stockbrokers (HK) Ltd
SFC, 16-Feb-2004
SFC takes action against Mrs Pollyanna Chu Yuet Wah and Mr Chu Yuk Yui of Kingston Securities Ltd
SFC, 3-Apr-2003
SFC reprimands Benny Chong Tin Lung for misconduct
SFC, 1-Apr-2003
SFC reprimands Michael Yau Cheuk Hong for improperly allowing a third party to place orders for his clients
SFC, 26-Feb-2003
SFC takes action against Merrill Lynch (Asia Pacific) Ltd & Merrill Lynch Far East Ltd
SFC, 10-Apr-2000

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top