Hong Kong Laws, Regulations & Rules
For your easy reference, Webb-site.com has gathered
together a library of links to legal and regulatory documents affecting the
financial markets of Hong Kong. If you are looking for a general directory of
Hong Kong web sites, try the Webb-Guide.
Accounting
Courts & tribunal
Hong Kong Exchanges & Clearing
Ordinances (laws)
Securities & Futures Commission
A
Guide for Effective Audit Committees
Corporate Governance Disclosure in Annual Reports
Corporate Governance for Public Bodies
HKICPA
Members' Handbook
Clearing rules
Listing
rules & guidelines
Trading
rules
Courts & Tribunal
Insider Dealing Tribunal
Judiciary
Basic Law
Gazette
Sino-British Joint
Declaration on the Question of Hong Kong
Bankruptcy
Chief Executive Election
Commodity Exchanges (Prohibition)
Companies
Electoral Affairs Commission
Electronic
Transactions
Employment
Exchanges (Special Levy)
Inland
Revenue
Legislative Council
Mandatory
Provident Fund Schemes
Money
Lenders
Occupational
Retirement Schemes
Securities
and Futures
Stamp
Duty
Trading Funds
Codes
Immigration-linked investment schemes
Investment-linked assurance schemes
MPF products
Pooled retirement funds
Real estate investment trusts
Takeovers and mergers and share repurchases
-
Guidelines on Exempt Fund Manager status
-
Guidelines on Exempt Principal Trader status
Unit trusts and mutual funds
Codes of conduct
Corporate finance advisers
Fund managers
Persons
registered with the SFC
Share registrars
Guidance notes, guidelines and circulars
Advertising or offering of collective investment schemes on the internet
Automated Trading Services
Client identity rule policy
Client securities & client money - suggested control techniques and procedures
Competence
Continuous professional training
Debt collection
Directors' duties
Disclosure of fees and charges relating to securities services
Disclosure of interests outline
Disclosure of interests - exemption of listed corporations
Dual prospectus structure for programme offers
Electronic public offerings
Fining
Fit and proper guidelines
Internet regulation
Investor compensation arrangement
Issue of advertisements by intermediaries
Lending agents
Licensing fee waivers
Licensing information
Management, supervision and internal control
Money laundering
and terrorist financing
Offer awareness and summary disclosure materials
Position limits and large open position reporting requirements
Prospectus filing - application for relaxation of procedural requirements
Short selling reporting and stock lending record keeping requirements
OTC derivatives - risk management controls
Use of plain language - announcements
Use of plain language - prospectuses
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