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4 charged with conspiracy to defraud over bonds placement of Convoy (1019) | SFC announcement
ICAC, 22-Jul-2019
Allegedly, over a 3.5 year period, Convoy Investment Services (CIS), in which Mark Mak Kwong Yiu and 2 other EDs of Convoy held substantial shareholdings, acted as a hidden connected placing agent for bond issues, using Gransing Securities as a front. We note that in 2015, CIS applied for a listing on GEM which lapsed. It was then a partial subsidiary of a BVI company which was 35.06% owned by Quincy Wong Lee Man, 29.62% by Mr Mak and 20.71% by Shin Kin Man, Wong and Shin, both EDs of Convoy, are not charged today.
Organisations
- CIS HOLDINGS LIMITED (KY)
- CIS SECURITIES ASSET MANAGEMENT LIMITED 順安證券資產管理有限公司
- Convoy Global Holdings Limited 康宏環球控股有限公司
- GRANSING SECURITIES CO., LIMITED 國投證券有限公司
People
- Chan, Christie Lai Yee 陳麗兒
- Lee, Yick Ming 李易明
- Mak, Mark Kwong Yiu 麥光耀
- Shin, Kin Man 冼健岷
- Wong, Quincy Lee Man 王利民
- Wong, Shuk On 黃淑安
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