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SFC censures CLSA, CITIC Securities Brokerage and Beijing Enterprises (0392) and various staff
SFC, 30-Dec-2019
For pre-arranging share buybacks and then passing them through the market, in effect preventing other shareholders from participating in the "on-market" buybacks.
Organisations
- BEIJING ENTERPRISES HOLDINGS LIMITED 北京控股有限公司
- CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司
- CLSA LIMITED 中信里昂證券有限公司
People
- Lau, Eddy Ka Yip 劉家業
- Lau, King Yuen 劉敬元
- Li, Stephanie 李培芬
- Tung, Eric Woon Cheung 董渙樟
- Walters, Andrew James (SFC:AOT505)
- Wilson, Stuart Richard (SFC:ALZ457)
Topics
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