Wardell, James 詹華達

HKICPA drops complaint against Mr Ken Fan Kin Nang and his firm, pays them HK$2.8m costs
HKICPA, 29-Jul-2022
This comes after the Disciplinary Committee, chaired by Simon Lam Ken-chung, ordered the HKICPA to disclose unused materials that it had received from an anonymous complainant. Context is everything.

HKICPA fines Ying Tze Yeuk and her firm HK$70k
HKICPA, 28-Aug-2018

HKICPA fines Michael Choi Man Chau and Chan Kin Wai HK$12k each, Pan-China (HK) CPA Ltd HK$50k
HKICPA, 14-Jan-2016
Comment: the fines do not serve as a deterrent given that the firm earned $1.09m in fees from the listed company, China Daye Non-Ferrous (0661) in that year. Mr Choi is also an INED of Oriental Watch (0398).

MMT report on ABC Communications, Part 2 | Appendix 11
Market Misconduct Tribunal, 2-Nov-2011

MMT report on ABC Communications, Part 1 | Appendices 1-10
Market Misconduct Tribunal, 20-Oct-2011

Insider Dealing Tribunal submits reports
HK Government, 16-Dec-2009

Insider Dealing Tribunal ruling | Addendum
IDT, 10-Nov-2008

Members appointed to Insider Dealing Tribunal
HK Government, 25-May-2007

Insider Dealing Tribunal makes order
HK Government, 11-Jan-2006

Report & order
IDT, 15-Dec-2005

Insider Dealing Tribunal submits report
HK Government, 31-May-2005

Members appointed to Insider Dealing Tribunal
HK Government, 18-Jan-2002
Note: at some point, James Wardell was replaced by Malcolm Antony Barnett

Temporary members appointed to Insider Dealing Tribunal
HK Government, 3-Feb-2001

Lay members appointed to Insider Dealing Tribunal
HK Government, 31-Aug-2000