Stephens, Anthony Jeetendra

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SFC roles

Organisation Position From Until
1 Merrill Lynch (Asia Pacific) Limited RepRepresentative 2008-01-22 2010-03-19
2 Merrill Lynch Far East Limited RepRepresentative 2008-01-22 2010-03-19
3 MERRILL LYNCH FUTURES (HONG KONG) LIMITED RepRepresentative 2008-01-22 2010-03-19
4 UBS SECURITIES ASIA LIMITED RepRepresentative 2012-05-21 2014-05-15
5 UBS SECURITIES HONG KONG LIMITED RepRepresentative 2012-05-21 2014-05-15
6 GOLDMAN SACHS (ASIA) L.L.C. RepRepresentative 2014-07-31 2017-10-17
7 GOLDMAN SACHS (ASIA) SECURITIES LIMITED RepRepresentative 2014-07-31 2016-10-10
8 GOLDMAN SACHS FUTURES (ASIA) LIMITED RepRepresentative 2014-07-31 2016-10-10
9 GOLDMAN SACHS (ASIA) SECURITIES LIMITED RepRepresentative 2016-10-11 2017-10-17
10 Credit Suisse (Hong Kong) Limited RepRepresentative 2018-01-29 2021-03-12
11 Credit Suisse Securities (Hong Kong) Limited RepRepresentative 2018-01-29 2021-03-12
12 Merrill Lynch (Asia Pacific) Limited RepRepresentative 2021-06-30 2023-08-23
13 Merrill Lynch Far East Limited RepRepresentative 2021-06-30 2023-08-23
14 Merrill Lynch (Asia Pacific) Limited Resp OffResponsible Officer 2023-08-23
15 Merrill Lynch Far East Limited Resp OffResponsible Officer 2023-08-23

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