Wan, Li (SFC:AHD514) 萬里

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SFC roles

Organisation Position From Until
1 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED RepRepresentative 2011-12-19 2020-03-19
2 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED RepRepresentative 2010-02-12 2010-06-02
Resp OffResponsible Officer 2010-06-02 2020-03-19
3 CICC US Securities (Hong Kong) Limited Resp OffResponsible Officer 2011-05-25 2012-02-17
RepRepresentative 2014-09-11 2020-03-19
4 CICC US Securities, Inc. Resp OffResponsible Officer 2011-05-25 2011-10-31
5 Credit Suisse (Hong Kong) Limited RepRepresentative 2004-03-31 2005-04-11
6 GOLDMAN SACHS (ASIA) L.L.C. RepRepresentative 2008-07-14 2009-12-12
7 GOLDMAN SACHS FUTURES (ASIA) LIMITED RepRepresentative 2008-08-28 2009-12-12
8 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED RepRepresentative 2022-11-10
9 UBS SECURITIES ASIA LIMITED RepRepresentative 2004-03-08
RepRepresentative 2005-04-12 2008-04-12

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