Wan, Li (SFC:AHD514) 萬里
SFC roles
Organisation | Position | From | Until | ||
---|---|---|---|---|---|
1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | RepRepresentative | 2011-12-19 | 2020-03-19 | |
2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RepRepresentative | 2010-02-12 | 2010-06-02 | |
Resp OffResponsible Officer | 2010-06-02 | 2020-03-19 | |||
3 | CICC US Securities (Hong Kong) Limited | Resp OffResponsible Officer | 2011-05-25 | 2012-02-17 | |
RepRepresentative | 2014-09-11 | 2020-03-19 | |||
4 | CICC US Securities, Inc. | Resp OffResponsible Officer | 2011-05-25 | 2011-10-31 | |
5 | Credit Suisse (Hong Kong) Limited | RepRepresentative | 2004-03-31 | 2005-04-11 | |
6 | GOLDMAN SACHS (ASIA) L.L.C. | RepRepresentative | 2008-07-14 | 2009-12-12 | |
7 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | RepRepresentative | 2008-08-28 | 2009-12-12 | |
8 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RepRepresentative | 2022-11-10 | ||
9 | UBS SECURITIES ASIA LIMITED | RepRepresentative | 2004-03-08 | ||
RepRepresentative | 2005-04-12 | 2008-04-12 |
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