Smith, Ian Micheal Corfield
SFC roles
Organisation | Position | From | Until | ||
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | RepRepresentative | 2010-07-02 | 2013-07-19 | |
2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | RepRepresentative | 2010-07-02 | 2013-07-19 | |
3 | Credit Suisse (Hong Kong) Limited | RepRepresentative | 2009-01-20 | 2010-03-31 | |
4 | Credit Suisse Securities (Hong Kong) Limited | RepRepresentative | 2009-01-20 | 2010-03-31 | |
5 | GOLDMAN SACHS (ASIA) L.L.C. | RepRepresentative | 2013-10-21 | 2018-08-28 | |
Resp OffResponsible Officer | 2018-08-28 | 2019-11-16 | |||
6 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RepRepresentative | 2013-10-21 | 2014-09-10 | |
Resp OffResponsible Officer | 2014-09-10 | 2016-10-10 | |||
Resp OffResponsible Officer | 2016-10-11 | 2019-11-16 | |||
7 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | RepRepresentative | 2013-10-21 | 2016-10-10 |
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