Goldfeld, Leon

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SFC roles

Organisation Position From Until
1 AXA Investment Managers Asia Limited Resp OffResponsible Officer 2004-05-31
2 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED Resp OffResponsible Officer 2004-05-31
3 Halbis Capital Management (Hong Kong) Limited RepRepresentative 2004-07-20 2004-08-30
4 HSBC Global Asset Management (Hong Kong) Limited RepRepresentative 2004-07-20 2004-09-09
5 HSBC Global Asset Management Holdings (Bahamas) Limited RepRepresentative 2004-07-20 2004-09-09
6 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED RepRepresentative 2004-07-20 2004-09-09
7 HSBC Global Asset Management (Hong Kong) Limited Resp OffResponsible Officer 2004-09-09 2010-06-18
8 HSBC Global Asset Management Holdings (Bahamas) Limited Resp OffResponsible Officer 2004-09-09 2010-06-18
9 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Resp OffResponsible Officer 2004-09-09 2010-06-18
10 Halbis Capital Management (Hong Kong) Limited Resp OffResponsible Officer 2005-06-23 2010-06-18
11 GOLDMAN SACHS (ASIA) L.L.C. RepRepresentative 2010-06-30 2012-04-17
12 GOLDMAN SACHS FUTURES (ASIA) LIMITED RepRepresentative 2010-07-07 2012-04-17
13 Amundi Hong Kong Limited RepRepresentative 2012-04-23 2012-08-03
14 Amundi Hong Kong Limited Resp OffResponsible Officer 2012-08-03 2016-04-30
15 JPMorgan Asset Management (Asia Pacific) Limited RepRepresentative 2016-05-06 2016-07-25
16 JPMorgan Asset Management (Asia Pacific) Limited Resp OffResponsible Officer 2016-07-25

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