Liu, Yun (SFC:AHS958) 劉運

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SFC roles

Organisation Position From Until
1 CLSA LIMITED RepRepresentative 2004-02-05 2004-04-06
2 CLSA RESEARCH LIMITED RepRepresentative 2004-04-06
3 Credit Suisse (Hong Kong) Limited RepRepresentative 2004-05-12 2006-02-15
4 Credit Suisse Securities (Hong Kong) Limited RepRepresentative 2005-01-24 2006-02-15
5 GOLDMAN SACHS (ASIA) L.L.C. RepRepresentative 2010-05-31 2015-02-25
6 GOLDMAN SACHS FUTURES (ASIA) LIMITED RepRepresentative 2010-05-31 2015-02-25
7 Morgan Stanley Asia Limited RepRepresentative 2006-03-20 2010-03-23
8 Morgan Stanley Hong Kong Futures Limited RepRepresentative 2006-03-20 2010-03-23
9 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED RepRepresentative 2015-06-04 2017-01-13
10 Summer Capital Management Company Limited Resp OffResponsible Officer 2017-01-16

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