Ng, Lok Yan (SFC:AOG290) 伍樂仁
SFC roles
Organisation | Position | From | Until | ||
---|---|---|---|---|---|
1 | DEUTSCHE SECURITIES ASIA LIMITED | RepRepresentative | 2006-11-30 | 2010-03-03 | |
2 | GOLDMAN SACHS (ASIA) L.L.C. | RepRepresentative | 2010-06-08 | 2015-01-30 | |
3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | RepRepresentative | 2010-06-08 | 2015-01-30 | |
4 | Leonteq Securities (Hong Kong) Limited | RepRepresentative | 2018-05-02 | 2018-06-07 | |
5 | Leonteq Securities (Hong Kong) Limited | Resp OffResponsible Officer | 2018-06-07 | 2019-11-27 |
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