Carlsen, Nicholas James (SFC:AQW035)
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | RepRepresentative | 2016-04-25 | 2022-06-27 | |
| RepRepresentative | 2022-10-31 | 2022-11-08 | |||
| RepRepresentative | 2023-06-26 | ||||
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | RepRepresentative | 2008-04-24 | 2010-07-07 | |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | RepRepresentative | 2008-04-24 | 2010-07-07 | |
| 4 | Morgan Stanley Asia Limited | RepRepresentative | 2010-12-01 | 2016-01-07 | |
| 5 | Morgan Stanley Hong Kong Futures Limited | RepRepresentative | 2010-12-01 | 2010-12-06 | |
| 6 | Morgan Stanley Hong Kong Securities Limited | RepRepresentative | 2010-12-06 | 2014-02-20 |
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