Shum, Yuk Yee 岑玉如
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | RepRepresentative | 2005-09-29 | ||
| 2 | UBS Asset Management (Hong Kong) Limited | RepRepresentative | 2005-10-19 | 2006-04-13 | |
| 3 | Morgan Stanley Asia Limited | RepRepresentative | 2010-03-10 | 2012-05-14 | |
| 4 | Morgan Stanley Hong Kong Futures Limited | RepRepresentative | 2010-03-10 | 2010-12-06 | |
| 5 | Morgan Stanley Hong Kong Securities Limited | RepRepresentative | 2010-12-06 | 2012-05-14 | |
| 6 | HAITONG INTERNATIONAL FUTURES LIMITED | RepRepresentative | 2020-09-08 | 2021-04-22 | |
| 7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RepRepresentative | 2020-09-08 | 2021-04-22 | |
| 8 | CITIC Securities Brokerage (HK) Limited | RepRepresentative | 2021-05-03 | 2021-08-16 | |
| 9 | CITIC Securities Futures (HK) Limited | RepRepresentative | 2021-05-03 | 2021-08-16 |
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