Tom, Judy
SFC roles
| Organisation | Position | From | Until | ||
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | RepRepresentative | 2009-03-02 | 2009-08-01 | |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | RepRepresentative | 2017-12-05 | 2022-12-31 | |
| 3 | Morgan Stanley Asia Limited | RepRepresentative | 2008-11-20 | ||
| RepRepresentative | 2009-09-15 | 2016-01-01 | |||
| 4 | Morgan Stanley Hong Kong Futures Limited | RepRepresentative | 2004-01-13 | 2008-11-20 | |
| RepRepresentative | 2009-09-15 | 2010-12-06 | |||
| 5 | Morgan Stanley Hong Kong Securities Limited | RepRepresentative | 2010-12-06 | 2016-01-01 | |
| 6 | Sanford C. Bernstein (Hong Kong) Limited | RepRepresentative | 2016-05-30 | 2016-08-11 | |
| Resp OffResponsible Officer | 2016-08-11 | 2017-11-22 |
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