Hemmings, Lee Kerry

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SFC roles

Organisation Position From Until
1 GOLDMAN SACHS (ASIA) L.L.C. RepRepresentative 2005-11-29 2007-06-09
2 GOLDMAN SACHS FUTURES (ASIA) LIMITED RepRepresentative 2005-11-29 2007-06-09
3 LEHMAN BROTHERS ASIA LIMITED RepRepresentative 2007-07-03 2008-03-03
4 LEHMAN BROTHERS FUTURES ASIA LIMITED RepRepresentative 2007-07-03 2008-03-03
5 LEHMAN BROTHERS SECURITIES ASIA LIMITED RepRepresentative 2007-07-03 2008-03-03
6 NOMURA INTERNATIONAL (HONG KONG) LIMITED RepRepresentative 2008-10-10 2009-04-16
7 NOMURA INTERNATIONAL (HONG KONG) LIMITED RepRepresentative 2011-11-01 2012-09-25
8 LEHMAN BROTHERS ASIA LIMITED Resp OffResponsible Officer 2008-03-03 2008-09-29
9 LEHMAN BROTHERS FUTURES ASIA LIMITED Resp OffResponsible Officer 2008-03-03 2008-09-29
10 LEHMAN BROTHERS SECURITIES ASIA LIMITED Resp OffResponsible Officer 2008-03-03 2008-09-29
11 Nomura Asia Investment (Hong Kong) Limited Resp OffResponsible Officer 2009-04-16 2010-02-19
12 NOMURA INTERNATIONAL (HONG KONG) LIMITED Resp OffResponsible Officer 2009-04-16 2011-11-01
13 NOMURA SECURITIES (HONG KONG) LIMITED Resp OffResponsible Officer 2009-04-16 2011-11-01

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