Chak, Alan Kwok Fai 翟國輝

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SFC roles

Organisation Position From Until
1 CGS International Securities Hong Kong Limited RepRepresentative 2004-04-21 2006-08-12
2 CLSA FUTURES LIMITED RepRepresentative 2008-06-02 2010-11-23
3 CLSA LIMITED RepRepresentative 2008-06-02 2010-11-23
RepRepresentative 2018-03-12 2019-12-11
4 CMB International Global Markets Limited RepRepresentative 2021-09-17 2022-07-14
Resp OffResponsible Officer 2022-07-14
5 CMB International Securities Limited RepRepresentative 2020-12-16
6 GOLDMAN SACHS (ASIA) L.L.C. RepRepresentative 2013-05-29 2016-06-29
7 GOLDMAN SACHS (ASIA) SECURITIES LIMITED RepRepresentative 2013-05-29 2016-06-29
8 GOLDMAN SACHS FUTURES (ASIA) LIMITED RepRepresentative 2013-05-29 2016-06-29
9 J.P. MORGAN BROKING (HONG KONG) LIMITED RepRepresentative 2004-02-09
RepRepresentative 2006-09-04 2008-04-24
10 J.P. MORGAN FUTURES HONG KONG LIMITED RepRepresentative 2003-12-06
11 J.P. MORGAN SECURITIES (FAR EAST) LIMITED RepRepresentative 2004-02-09
12 NOMURA INTERNATIONAL (HONG KONG) LIMITED RepRepresentative 2011-01-03 2013-03-16
RepRepresentative 2016-10-03 2017-12-22
13 NOMURA SECURITIES (HONG KONG) LIMITED RepRepresentative 2011-01-03 2013-03-16

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