Jung, Christopher Lam 曾俊文

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SFC roles

Organisation Position From Until
1 GOLDMAN SACHS (ASIA) L.L.C. RepRepresentative 2008-03-04
2 GOLDMAN SACHS (ASIA) SECURITIES LIMITED RepRepresentative 2008-03-04
3 GOLDMAN SACHS FUTURES (ASIA) LIMITED RepRepresentative 2004-06-11 2008-03-04
4 J.P. MORGAN BROKING (HONG KONG) LIMITED RepRepresentative 2008-04-18 2008-09-24
5 BEAR STEARNS ASIA LIMITED Resp OffResponsible Officer 2008-09-24 2009-11-30
6 J.P. MORGAN BROKING (HONG KONG) LIMITED Resp OffResponsible Officer 2008-09-24 2011-01-10
7 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Resp OffResponsible Officer 2010-09-16 2011-01-10
8 NOMURA INTERNATIONAL (HONG KONG) LIMITED RepRepresentative 2011-08-02 2012-06-20
9 NOMURA SECURITIES (HONG KONG) LIMITED RepRepresentative 2011-08-15 2012-06-20
10 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED RepRepresentative 2012-08-13 2013-12-23
11 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED RepRepresentative 2012-08-13 2013-12-23
12 CICC US Securities (Hong Kong) Limited RepRepresentative 2012-11-28 2013-10-24
13 CICC US Securities (Hong Kong) Limited Resp OffResponsible Officer 2013-10-24 2013-12-23
14 BNP PARIBAS SECURITIES (ASIA) LIMITED RepRepresentative 2014-06-04 2016-11-25
15 Makto Capital Management Limited RepRepresentative 2017-05-23 2017-09-20
16 Makto Capital Management Limited Resp OffResponsible Officer 2017-09-20 2018-02-08
17 Cowen and Company (Asia) Limited Resp OffResponsible Officer 2019-05-17 2023-11-30
18 OTCex Hong Kong Limited RepRepresentative 2023-12-01 2024-02-06
19 OTCex Hong Kong Limited Resp OffResponsible Officer 2024-02-06

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