Kao, Richard 高敬倫

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SFC roles

Organisation Position From Until
1 UBS SECURITIES HONG KONG LIMITED Resp OffResponsible Officer 2024-01-30
2 Credit Suisse (Hong Kong) Limited RepRepresentative 2007-01-04 2007-03-09
3 Credit Suisse Securities (Hong Kong) Limited RepRepresentative 2007-03-09
4 GOLDMAN SACHS (ASIA) L.L.C. RepRepresentative 2007-05-04 2008-11-07
5 Standard Chartered Securities (Hong Kong) Limited RepRepresentative 2009-06-26 2010-02-25
6 Standard Chartered Securities (Hong Kong) Limited Resp OffResponsible Officer 2010-02-25 2015-01-08
7 Credit Suisse (Hong Kong) Limited RepRepresentative 2015-11-06 2015-12-10
8 Credit Suisse (Hong Kong) Limited Resp OffResponsible Officer 2015-12-10 2023-10-02
9 UBS SECURITIES HONG KONG LIMITED RepRepresentative 2023-10-12 2024-01-30

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