Gupta, Puneet (SFC:AXF254)
SFC roles
Organisation | Position | From | Until | ||
---|---|---|---|---|---|
1 | UBS DERIVATIVES HONG KONG LIMITED | RepRepresentative | 2011-05-03 | 2014-06-14 | |
2 | UBS SECURITIES ASIA LIMITED | RepRepresentative | 2011-05-03 | 2014-06-14 | |
3 | UBS SECURITIES HONG KONG LIMITED | RepRepresentative | 2011-05-03 | 2014-06-14 | |
4 | GOLDMAN SACHS (ASIA) L.L.C. | RepRepresentative | 2014-08-12 | ||
5 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | RepRepresentative | 2014-08-12 | 2016-10-10 | |
6 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RepRepresentative | 2014-10-03 | 2016-10-10 | |
7 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RepRepresentative | 2016-10-11 |
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