Best, David Gareth

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Credit Suisse (Hong Kong) Limited Rep Dealing in securities 2004-05-07 2006-08-28
Rep Automated trading services 2008-12-23 2010-02-19
Rep Dealing in futures contracts 2008-12-23 2010-02-19
Rep Dealing in securities 2008-12-23 2010-02-19
2 Credit Suisse Futures (Hong Kong) Limited Rep Dealing in futures contracts 2004-05-07 2006-08-28
Rep Automated trading services 2005-04-14 2006-08-28
3 Credit Suisse Securities (Hong Kong) Limited Rep Dealing in securities 2006-04-13 2006-08-28
Rep Dealing in securities 2008-12-23 2010-02-19
4 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Dealing in futures contracts 2018-07-26 2022-06-27
Rep Dealing in securities 2018-07-26 2022-06-27
5 UBS DERIVATIVES HONG KONG LIMITED Rep Dealing in futures contracts 2011-03-22 2011-04-15
Rep Dealing in futures contracts 2013-04-11 2016-12-18
6 UBS SECURITIES ASIA LIMITED Rep Dealing in futures contracts 2011-03-22 2011-04-15
Rep Dealing in securities 2011-03-22 2011-04-15
Rep Dealing in futures contracts 2011-11-08 2018-04-28
Rep Dealing in securities 2011-11-08 2018-04-28
Rep Dealing in futures contracts 2022-10-25
Rep Dealing in securities 2022-10-25
7 UBS SECURITIES HONG KONG LIMITED Rep Dealing in securities 2011-03-22 2011-04-15
Rep Dealing in securities 2013-04-11 2016-12-18
Rep Dealing in futures contracts 2016-12-19 2018-04-28
Rep Dealing in securities 2016-12-19 2018-04-28
Rep Dealing in futures contracts 2022-10-25
Rep Dealing in securities 2022-10-25

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